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Travel Model Development and Refinement - Trip Generation - Final Report




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DKS Associates

Contents

     EXECUTIVE  SUMMARY


1.   INTRODUCTION. . . . . . . . . . . . . . . . . . . . . . . . . 7

2.   LITERATURE REVIEW/STATE OF THE PRACTICE . . . . . . . . . . . 9

3.   GENERAL STRATEGY FOR THE REGIONAL COUNCIL'S TRIP GENERATION
     MODEL . . . . . . . . . . . . . . . . . . . . . . . . . . . .27

4.   ADAPTATION OF LOCAL SURVEY DATA FOR TRIP GENERATION ANALYSIS.30

5.   TRIP PRODUCTION ANALYSIS. . . . . . . . . . . . . . . . . . .37

6.   RECOMMENDED TRIP PRODUCTION MODEL . . . . . . . . . . . . . .66

7.   TRIP ATTRACTION ANALYSIS. . . . . . . . . . . . . . . . . . .77

8.   SPECIAL GENERATORS AND COMMERCIAL VEHICLES. . . . . . . . . .88

9.   NEXT STEPS. . . . . . . . . . . . . . . . . . . . . . . . . .98


     BIBLIOGRAPHY





DKS Associates

Tables

Table 5
Cross-Sectional Travel Survey Validations. . . . . . . . . . . . .32

Table 5 (continued)
Cross-Sectional Travel Survey Validations. . . . . . . . . . . . .33

Table 6
Activity Codes in the Cross-Sectional Travel Survey. . . . . . . .36

Table 7
Conversion of Activity Codes to Model Trip Purpose . . . . . . . .36

Table 8
Estimated Home-Based-Work Trip Productions
Core Variables . . . . . . . . . . . . . . . . . . . . . . . . . .41

Table 9
Comparison of Core Variables (Analysis of Variance)
Home-Based-Work Trips. . . . . . . . . . . . . . . . . . . . . . .42

Table 10
Estimated Home-Based Work Productions
By Number of Workers . . . . . . . . . . . . . . . . . . . . . . .43

Table 11
Estimated Trip Productions for Home-Based Work
Workers + Household Income
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .43

Table 12
Estimated Trip Productions for Home-Based Work
Workers x Household Income
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .44

Table 13
Estimated Trip Productions for Home-Based Work
Workers + Vehicles
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .45

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DKS Associates

Table 14
Estimated Trip Productions for Home-Based Work
Workers x Vehicles
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .45

Table 15
Comparison of Combined Variables (Analysis of Variance)
Home-Based Work Trips. . . . . . . . . . . . . . . . . . . . . . .46

Table 16
Estimated Home-Based-Shop Trip Productions
Core Variables . . . . . . . . . . . . . . . . . . . . . . . . . .47

Table 17
Comparison of Core Variables (Analysis of Variance)
Home-Based Shop Productions. . . . . . . . . . . . . . . . . . . .48

Table 18
Estimated Home-Based Shop Trip Production
By Number of Persons . . . . . . . . . . . . . . . . . . . . . . .48

Table 19
Estimated Home-Based Shop Trip Productions
Persons + Workers
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .49

Table 20
Estimated Home-Based Shop Trip Productions
Persons x Workers
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .49

Table 21
Estimated Home-Based Shop Trip Productions
Persons + Household Income
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .50

Table 22
Estimated Home-Based Shop Trip Productions
Persons x Household Income
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .50

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DKS Associates

Table 23
Estimated Home-Based Shop Trip Productions
Persons + Vehicles
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .51

Table 24
Estimated Home-Based Shop Trip Productions
Persons x Vehicles
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .51

Table 25
Comparison of Combined Variables (Analysis of Variance)
Home-Based Shop Productions. . . . . . . . . . . . . . . . . . . .52

Table 26
Estimated Home-Based-School Trip Productions
Core Variables . . . . . . . . . . . . . . . . . . . . . . . . . .53

Table 27
Estimated Home-Based School Trip Productions
Persons x Workers
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .54

Table 28 
Comparison of Cross-Classification Schemes (Analysis of Variance)
Home-Based-School Productions. . . . . . . . . . . . . . . . . . .55

Table 29
Comparison of Core Variables (Analysis of Variance)
Estimated Home-Based-Other Trip Productions. . . . . . . . . . . .56

Table 30
Comparison of Core Variables (Analysis of Variance)
Home-Based-Other Productions . . . . . . . . . . . . . . . . . . .56

Table 31
Estimated Home-Based Other Trip Productions
By Number of Persons . . . . . . . . . . . . . . . . . . . . . . .57

Table 32
Estimated Home-Based Other Trip Productions
Persons + Workers
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .57

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DKS Associates

Table 33
Estimated Home-Based Other Trip Productions
Persons x Workers
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .58

Table 34
Estimated Home Based Other Trip Productions
Persons + Household Income
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .58

Table 35
Estimated Home-Based Other Trip Productions
Persons x Household Income
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .59

Table 36
Estimated Home-Based Other Trip Productions
Persons + Vehicles
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .59

Table 37
Estimated Home-Based Other Trip Productions
Persons x Vehicles
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .60

Table 38
Estimated Home-Based Other Trip Productions
Workers + Presence of Children Under 5
(Main Effects, adjusted for interaction) . . . . . . . . . . . . .61

Table 39
Estimated Home-Based Other Trip Productions
Workers x Presence of Children Under 5
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .61

Table 40
Comparison of Combined Variables (Analysis of Variance)
Home-Based-Other Productions . . . . . . . . . . . . . . . . . . .62

Table 41
Estimated Home-Based College Trip Productions
Core Variables . . . . . . . . . . . . . . . . . . . . . . . . . .64

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DKS Associates

Table 42
Estimated Home-Based College Trip Productions
Persons x Workers
(Full Cross-Classification). . . . . . . . . . . . . . . . . . . .65

Table 43
Comparison of Cross-Classification Schemes (Analysis of Variance)
Home-Based College Productions . . . . . . . . . . . . . . . . . .65

Table 44
Interim Home-Based Work Trip Production Rates. . . . . . . . . . .69

Table 45
Interim Home-Based Shop Trip Production Rates. . . . . . . . . . .70

Table 46
Interim Home-Based School Trip Production Rates. . . . . . . . . .70

Table 47
Interim Home-Based Other Trip Production Rates . . . . . . . . . .71

Table 48
Interim Home-Based College Trip Production Rates . . . . . . . . .71

Table 49
Comparison of Cross-Sectional and Panel Surveys
Home-Based Work Trip Productions . . . . . . . . . . . . . . . . .72

Table 50
Comparison of Cross-Sectional and Panel Survey
Home-Based Shop Trip Productions . . . . . . . . . . . . . . . . .72

Table 51
Comparison of Cross-Sectional and Panel Survey
Home-Based Other Trip Productions. . . . . . . . . . . . . . . . .73

Table 52
Comparison of Cross-Sectional and Panel Surveys
Home-Based Work, Shop and Other Trip Productions . . . . . . . . .73

Table 53
Comparison of Cross-Sectional and Panel Survey
Household Sample Sizes . . . . . . . . . . . . . . . . . . . . . .74

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DKS Associates

Table 54
Trip Purposes Used by Other MPO's. . . . . . . . . . . . . . . . .79

Table 55
Trip Attractions Estimated for PSRC Region Using Rates and
Equations from Other MPOs. . . . . . . . . . . . . . . . . . . . .81

Table 56
Comparison of Attraction Rates of PSRC to Synthesis from Other MPOs83

Table 57
Comparison of Attraction Trip Estimations of PSRC to Synthesis from
Other MPOs . . . . . . . . . . . . . . . . . . . . . . . . . . . .84

Table 58
Comparison of Trip Attraction Rates
Current Model versus Revised Trip Rates for Model 
Calibration. . . . . . . . . . . . . . . . . . . . . . . . . . . .86

Table 59
Comparison of 1990 Trip Productions and Attraction
Current Model versus Revised Trip Estimates for Model Calibration.87

Table 60
Commercial Vehicle Trip Rates
Phoenix Urban Truck Travel Model Project . . . . . . . . . . . . .90

Table 61
Trip Rates for Truck and Taxi Trips
Florida. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .90

Table 62
Truck Trip Rates
San Francisco Bay Area . . . . . . . . . . . . . . . . . . . . . .91

Table 63
Comparison of Commercial Vehicle Trip Rates. . . . . . . . . . . .93

Table 64
Internal - External Person Trips
University of Washington . . . . . . . . . . . . . . . . . . . . .95

Table 65
Comparison of Trip Generation Rates for the
University of Washington . . . . . . . . . . . . . . . . . . . . .95

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Table 66
University/College Trip Generation Rates . . . . . . . . . . . . .96

Table 67
Community College Trip Rates . . . . . . . . . . . . . . . . . . .96

Table 68
Faculty, Staff, and Students at Universities and Colleges in the
PSRC Model Region. . . . . . . . . . . . . . . . . . . . . . . . .97

viii





Executive Summary





DKS Associates

Executive Summary

The Puget Sound Regional Council has undertaken an effort to
enhance and refine its travel demand modeling capabilities.  This
project, which is part of the Regional Council's long range plan
for model development, focusses on the trip generation component of
the modeling chain.  The intent of the trip generation model
development effort is to redefine the structure of the current
model and meet the requirements of the Intermodal Surface
Transportation Efficiency Act (ISTEA) and federal legislation as
described in the 1991 Clean Air Act Amendments (CAAA). The project
will include examination of the current practices in trip
generation modeling, data needs for model development,
redevelopment of model structure, and the implications for further
model development.

     Literature Review and Model Strategy

A literature review was conducted on the latest efforts in trip
generation modeling throughout the U.S. and overseas.  Based on
this review, and an analysis of the Regional Council's current
model and data availability, a general model strategy was
developed.

Any model improvement strategy should focus both on making
immediate adjustments to enhance model validity and credibility and
on ensuring a smooth path to more extensive but longer-range and
more fundamental changes.  Any strategy that uses carefully checked
data from the recent household travel diary surveys to produce new
trip generation estimates should improve the travel models
performance.  Other key considerations for the new trip generation
models are:

-    It includes travel by all modes including non-motorized modes.

-    It uses cross-classification as its basic methodology.

-    ANOVA methods should be used to measure and compare model fit.

-    The partitioning of trips into purposes should preserve as
     much information about the activity pattern as possible.

-    Predictions for new trip purposes may be combined to match the
     trip purposes in the remainder of the current model system.

-    The model development should explore a basic core of household
     variables including household size, number of workers, income,
     auto availability and the age of household members.

-    Additional variables relate to life-cycle status should be
     considered.

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DKS Associates

Trip Production Analysis

The trip production analysis involved developing and testing a
number of alternative cross classification schemes for each trip
purpose.  The 1985-1988 Puget Sound cross-sectional survey was the
primary source for the household trip production analysis.  A
number of "filters" were applied to eliminate households associated
with missing, invalid, or inconsistent household and/or travel
data.  These filters excluded 24 percent of the surveyed
households.  Compared to other travel surveys, this rejection rate
is actually quite low and is evidence of a good level of integrity
of the survey data.  The remaining 3507 households were still quite
adequate for the trip generation analysis.  The Regional Council
may do well to review and correct some of the excluded observations
in preparation for its future work on a mode choice model, due to
mode choice models' sensitivity to and dependence on "unusual"
observations (i.e. "outliers").

The significance of various household characteristics, alone and in
combinations, in explaining home-based trip productions in certain
trip purposes was analyzed, using the 'filtered' 1985-88 Puget
Sound cross-sectional survey.  The household characteristics
studied were:

-    Number of persons in household,
-    Number of employed persons in household,
-    Household income,
-    Number of vehicles available to household members,
-    Persons in various age groups, applicable to the trip purpose,
     in household.

Trips included all modes including walk and bicycle.  The trip
purposes analyzed were:

-    Home-based work
-    Home-based shop
-    Home-based school
-    Home-based college
-    Home-based other

Major conclusions found in the trip production analyses include:

-    Most of the household variables have statistically significant
     relationships to each trip purpose, apparently due to multiple
     colinearities between a household's numbers of persons,
     workers, vehicles, and income.

-    In general, the strongest single predictor of trips in a given
     purpose is the number of persons eligible or most expected to
     make such trips.  For work trips, this is the number of
     employed persons; for school trips, it is the number of
     school-age children; for college trips, it is the number of
     persons in a college age group. (The college trip analysis
     checked persons age 18 to 24.  Measures of proximity to a
     college were unavailable.) For shop and other trips, this is
     simply the number of persons counted as trip makers,

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DKS Associates

in this case, persons age 5 and older.

-    Other household variables can be used as less-direct
     predictors.  Counts of persons approximating the most direct
     measures also yield strong models (such as total persons in
     lieu of persons age 5 and up).  Other measures, such as income
     and vehicles, give statistically significant but less strong
     models, because they are only indirectly related to numbers of
     particular groups of persons. (Some such variables should be
     more strongly related to mode choice than to trip generation.)

-    Several two-variable models demonstrated statistical
     significance over the respective one variable models, but the
     greatest part of variance is still explained by the strongest
     one variable model.  In particular, Persons x Workers models
     show home-based shop and home-based other trips tend to be
     made more by non-workers, and offer a strong substitute for
     school-age children in predicting home-based school travel
     (should direct predictions of school-age children be
     unavailable).  Some of the other two-way models may be used to
     predict secondary effects (say, of income) in conjunction with
     principal predictor variables, should this be deemed
     necessary.

Implementation of the strongest model in each trip purpose requires
development of both current and future year dataset of household in
a cross-classified form.  The future year household forecasts could
initially be based on the current year stratification of
households.  A true forecast of household cross-classified by
workers and persons will require a land use model that can predict
changes in household demographics.

The Regional Council would need to develop the following data for
each traffic zone to implement the recommended trip generation
model:

-    Number of households in 16 cross-classified categories using
     persons (1, 2, 3, 4+) x workers (0, 1, 2, 3, 3+)

-    Persons 5-17 in household (with households in a zone
     classified into 0, 1, 2, 3+)

-    Persons 18-24 in household (with households in a zone
     classified into 0, 1, 2+)

The above classification schemes could be developed using the 1990
Census Public Use Microdata Sample (PUMS) and techniques developed
by other MPO's (i.e., Portland and Sacramento).  Due to the level
of effort needed to prepare this 1990 dataset, and anticipating the
eventual need to update the mode choice model, it was recommended
that the Regional Council also include income as a cross-classified
variable.

Trip rates were estimated for both total person trips (with walk
and bike modes) and for motorized person trips, both using the
recommended cross-classification schemes.  The use of motorized
trip rates is equivalent to using percentages for each household
classification as a "pre-

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DKS Associates

mode choice" model.  A better estimate of walk and bike mode choice
could be made but only as part of an overall mode choice model
update that includes key variables that are important to the walk
and bike mode choice (variables not used in the Regional Council's
current model structure). Until the mode choice model is updated,
the motorized trip rates for the new cross-classified household
schemes should be used.

Trip Attraction Analysis

Non-residential trip generation has received considerably less
attention than home-based trip generation, and the techniques that
have been used are generally less sophisticated.  The Regional
Council currently uses a two-way cross-classification scheme using
6 employment categories and 3 activity density categories.

Attempts were made to estimate "relative attraction rates for each
employment category using both regression analysis and "aggregate
maximum likelihood' techniques.  These methods were not successful
in developing reasonable attraction rates.  Therefore, the analysis
focussed on comparisons between the Regional Councils current
attraction rates and those from a number of other MPO'S.  This
analysis resulted in some minor adjustment to the Regional
Council's attraction rates.  These rates may be adjusted further in
a re-calibration of the regional model using the new trip
production rates.

Commercial Vehicle Trips

Commercial vehicle trips presented a special difficulty in the trip
generation study because these trips are not reported in the
household surveys.  Their estimation would require separate surveys
of commercial vehicle owners or other special data.  For these same
reasons, few regional travel models have estimated separate trip
rates for commercial vehicles.  Many modelers use the approach
taken by the Regional Council; they estimate commercial vehicles as
a percentage of the estimated person or vehicle trip attractions
for some or all trip purposes.  The Regional Council currently
estimates commercial vehicle trips based on the number of non-home-
based trips produced and attracted in a zone.

No recent data is available on commercial vehicle trips in the
Puget Sound region.  Therefore, improving the estimation of
commercial vehicle trips requires either special surveys of
commercial vehicle owners, or transferring trip generation rates
(and possibly other model parameters) from other regional models
where special surveys were conducted.  Although strategies used to
survey and estimate commercial vehicle trips are well documented
and straight forward to apply, the costs of doing the data
collection is significant.  For this trip generation analysis, the
transferability of commercial vehicle trip generation rates was
explored.

Commercial vehicle trip generation data from Phoenix, Chicago,
Florida and the San Francisco Bay Area was reviewed.  It was
decided that the Phoenix commercial vehicle trip rates were the
most appropriate to transfer to the Regional Council's model since
they:

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-    included all commercial vehicle trips not accounted for in the
     household surveys.

-    provide employee-based trip rates for most of the non-
     residential categories used by the Regional Council.

-    were based on the most recent surveys of commercial vehicle
     owners in the U.S.

Special Generators

Discussions with the staff of the Regional Council indicated that
they are comfortable with the trip generation for the major
generators in their current model.  DKS Associates and Rao
Associates, however, have identified the following additional
categories that should be considered as special generators in the
revised model:

-    Resident Colleges, including the University of Washington,
     have significant percent of students living on or near these
     campuses.

-    Community Colleges which are purely "commuter" colleges.

-    Major military bases which have a large number of employees
     but may also have a large number of on-base military housing.

Trip rates for these additional special generators have been
recommended.

Next Steps

This trip generation project is only a first step in updating the
Regional Council's full model chain based on data from the recent
household surveys, and to fully incorporate walk and bike trips
into the model.  Some important next steps that will lead to the
eventual full model update include the following:

-    recalibration of the current model structure using "motorized"
     trip rates developed in this project

-    developing some basic strategies for the updates of the model
     choice and distribution models

-    developing the data needed for the mode choice and
     distribution models

A recalibration of the Regional Council's current model structure
using the motorized person trip rates outlined in this report will
be more limited in scope than a "full" recalibration effort
involving updates to the mode choice and distribution models and
other structural changes.  Given that other elements of the model
will remain relatively unchanged, the recalibration effort will

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principally focus on comparing traffic assignments to traffic count
data using a regional and systematic approach.

The Regional Council has a large number of "screenlines" that it
uses for both model calibration/validation and for analysis.  It is
likely that initial 1990 model assignments using the new trip
production rates will generally be lower than 1990 traffic count
data when all screenlines are viewed in aggregate.  This will
likely be due to some under-reporting of trips in the household
survey data.

It is generally believed that work and school trips are not subject
to significant under-reporting in a household survey since these
are regular trips known by all household members (except in cases
where a person has a very irregular work schedule).  It is also
generally believed that short distance non-work trips are most
affected by under-reporting.  A trip made across town for any
purpose is seldom not reported while a quick trip to the store may
not be reported.

If the model assignments indicate that short distance are a bigger
problem than longer distance trips then the trip distribution
should also be changed to truly reflect the impact of missing short
distance trips in the survey data.

The screening process of the household survey data eliminated about
24 percent of the households due to missing or invalid data.  The
screened database of 3,507 households provides an adequate survey
size for development of the trip generation model.  Estimation of a
sophisticated mode choice model, however, would benefit from a
larger sample size.  Therefore, the Regional Council should have
trained analysts systematically reviewing the rejected
observations, and attempt to correct as many as possible, using the
original data sheets and judgement.

Other key data issues for the mode choice and destination model
updates involve development of variables that are important to walk
and bike travel.  These include the following:

-    Development of "pedestrian environment factors" - A variety of
     factors have been used in other models including ones in
     Maryland, Portland and Sacramento.  These factors have
     included the availability of sidewalks, continuity of streets,
     topography and other barriers to walking.  A GIS system could
     help provide these factors, but a careful review of maps and
     aerials and consistent judgement is an adequate method.
-    Estimation of household auto ownership (or auto availability). 
     This will likely require a new submodel, but its estimation is
     important to walk, bike, transit and HOV modes.

-    Improving the walk distance measurements in the network that
     do not merely rely on auto centroid connectors and auto
     related distance.

-    Development of accessibility measures for walking, such as the
     number of total jobs and retail jobs within one mile of the
     household.

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1. Introduction





DKS Associates

1. Introduction

The Puget Sound Regional Council has undertaken an effort to
enhance and refine its travel demand modeling capabilities.  This
project, which is part of the Regional Council's long range plan
for model development, focuses on the trip generation component of
the modeling chain. The intent of the trip generation model
development effort is to redefine the structure of the current
model and meet the requirements of the Intermodal Surface
Transportation Efficiency Act (ISTEA) and federal legislation as
described in the 1991 Clean Air Act Amendments (CAAA).  The project
will include examination of the current practices in trip
generation modeling, data needs for model development,
redevelopment of model structure, and the implications for further
model development.

The travel model refinements will be based on two household travel
survey resources: 1) the "cross-sectional" travel survey of about
4,500 household collected in the four-county region between 1985
and 1988, and 2) multi-year travel diary data of about 1,600
households from the Puget Sound Transportation Panel.  The travel
behavior information from these surveys enables the Regional
Council travel model to be based on recent local data, and the
survey's detailed demographic information allows the development of
a more sophisticated model structure.

Regional Council's travel model is an important tool for the
Seattle region.  The model fulfills a very important role in the
transportation, land use, and air quality planning of the region. 
Typical applications of the model include:

-    Regional Transportation Plan Update
-    ISTEA Congestion Management System
-    Washington State SIP
-    Emission estimates for air quality conformity analysis of
     transportation plans and programs
-    Transit systems planning and alternatives analysis
-    Corridor or sub-area analysis
-    Market based transportation control measures
-    County and City General Plans

In addition to Regional Council, other "users' of the model include
counties and cities in the region, WSDOT, Metro, the University of
Washington, and transportation consultants.  Regional Council has
organized a Technical Advisory Committee (TAC) that includes a
number of the public users.  There are also many "non-users"
directly affected by the model, who either use the model's output
or who have significant interest in its process and results.  For
all these reasons, the model's structure must be sound, and its
estimation must be based on travel data that has been carefully
checked.

The trip generation model development effort involved the following
tasks:

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1)   Literature review on the latest efforts in trip generation
     modeling.

2)   Development of a general strategy for the trip generation
     model that identifies the trip purposes that will be used and
     the demographics and accessibility variables that will be
     tested for potential use in the new trip generation model.

3)   Testing of alternative cross-classification schemes and
     selection of a trip production model that includes non-
     motorized person trips.

4)   Refinement of the trip generation attraction model.

5)   Enhancement of external trip making characteristics and trip
     balancing.

6)   Enhancement of special generator modeling capabilities.

7)   Examining the feasibility of including the effects of
     congestion and/or the effects of lifecycle into the
     traditional trip generation model.

8)   Development of computer code to implement the trip generation
     model and preparation of a final report on the model
     development

Interim reports were prepared on the literature review, development
of a general model strategy, and the trip production and attraction
analyses. Those interim reports have been incorporated into this
Draft Final Report, along with comments from the Technical Advisory
Committee.  This report also contains new documentation on the
analysis of special generators, commercial vehicles and trip
balancing.

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2. Literature Review/State of the Practice





DKS Associates

2. Literature Review/State of the Practice

Overview

Trip generation models are used to predict the number of trips
originating from and attracted to a zone ("trip ends"), usually on
a daily basis and for several trip purposes.  These purposes vary
from region to region, primarily based on the sophistication and
complexity of the model system.  In the simplest cases, home-based
work, home-based non-work, and non-home-based trips have trip
generation models.  More complex model systems may split home-based
non-work trip origins into shop, school, and other; non-home-based
trip origins into work-related and other; and zonal attractions
into a variety of employment and land use categories.

Trip ends are considered to be either productions (typically
emanating from the home or from the beginning point of a non-home-
based trip) or attractions (to the point where an out-of-home
activity will be undertaken).  Separate models are used to predict
productions and attractions.  Simple logic requires that the
numbers of productions and attractions be equal.  However, since
trip productions and trip attractions are calculated independently,
total productions do not necessarily equal total attractions.  This
discrepancy is usually handled mechanically, by multiplying each
zone's trip attraction by the ratio of total productions to total
attractions (i.e., demonstrating greater faith in the production
models).  More elaborate balancing algorithms are sometimes used.

Variables commonly used to estimate trip productions include
household size, number of workers, income, and auto ownership; land
use factors such as residential density, and accessibility factors
such as distance of the zone from the central business district,
(CBD) are less frequently included.  Trip attraction variables
include employment levels disaggregated by occupation type and
floor space disaggregated by business type; accessibility to the
work force, represented by travel times, is rare in US applications
but found fairly frequently in applications overseas.

Most trip generation models have considered only trips made by
vehicle (often called "vehicle trips", but more accurately called
'person trips by vehicle"), although some MPOs have developed
models which estimate total trips regardless of mode ("total person
trips").  In the most common approach to producing estimates of
person trips by vehicle, trips on foot or by bicycle are excluded
from the data sets used to estimate trip generation rates.  An
alternate approach, mostly used by smaller MPO,s and local
jurisdictions, directly estimates auto trips, i.e., transit trips
also are excluded from the estimation data sets.  The latter models
are typically used in highway capacity and level of service
studies, or where transit is virtually nonexistent.

The distinction between modeling person trips by vehicle and
modeling total person trips, rather than being purely semantic, is
a fundamental issue in model development.  Modelers have preferred
to exclude walk trips as early in the modeling sequence as
possible, because doing so avoids complexity in mode choice (i.e.,
the need to introduce walk as an explicit mode, and to develop
metrics for variables that determine the propensity to walk) and in
trip distribution (i.e.,

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the need to develop an accessibility measure that covers both walk
trips and trips by vehicle).  However, recent work has shown that
accessibility and land use conditions are powerful determinants of
the decision to walk (and to link trips into complex chains), and
thus strongly influence the number of person trips by vehicle (see,
eg., Portland METRO [1991] and Replogle [1991]).  Such strong
correlations are not apparent in the total number of person trips. 
Hence, there is a clear tradeoff between introducing complexity in
trip generation and introducing complexity in later model stages. 
Given the desirability of accounting for pricing and land use
options, and of properly representing the effects of congestion,
some model developers are opting for greater complexity in later
model steps, in return for a simplification of trip generation.

Basic Practice

Two general approaches to trip generation are in common use: cross-
classification analysis and regression models (see Dickey [1983],
FHWA [19751, and Stopher and Meyburg [1975] for elaboration on
traditional methods of trip generation analysis).

Cross-classification models group individual households together
according to common socioeconomic characteristics (auto ownership
level, income, household size, etc.) to create relatively
homogeneous groups.  Average trip production rates are then
computed for each group from observed data.  Cross-classification
analysis similarly can be performed for trip attraction
calculations.  Classification is generally by land use or
employment (e.g., manufacturing, retail, office; number of
employees per acre).

Among the advantages of cross-classification are that it is simple
to apply, it captures correlations among the independent variables
well, and it imposes no a priori assumptions about functional
relationships among the variables.  But the method also has a
number of drawbacks:

-    in typical applications within-cell variances are ignored,
     even though the vast majority of variation arises within
     rather than between cells;

-    large numbers of categories or dimensions lead quickly to
     empty or sparsely populated cells;

-    because of this sample size problem, it typically is necessary
     to minimize the number of cells either by limiting the number
     of variables or by aggregating the values for each variable
     into a few ranges;

-    also because of the sample size problem, confidence intervals
     on cell mean values may exhibit wide variation among cells;

-    the method is sensitive to the grouping applied in defining
     ranges for each variable;

-    when the dependent variable is a zonal average, the cross-
     classification method is

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     sensitive to the zone system used; and

-    it is particularly difficult to account for land use and
     accessibility factors in a cross classification methodology,
     both because the number of cells quickly becomes too large and
     because these variables are particularly difficult to divide
     into meaningful ranges.

Nevertheless, cross-classification is the most common method in
current practice, and is a reliable method when a small number of
variables is thought to be sufficient for a good trip generation
model

Regression Models were once a common technique for trip generation
analysis, though today they are used less frequently than cross-
classification.  Linear regression models are the most common; they
are simple and inexpensive to estimate from data typically
available to MPOS.  However, the imposition of linearity introduces
a number of problems in modeling.  For example, most surveys have
shown that trip-making is not linearly related to auto ownership,
but increases dramatically with the first car and to a declining
extent as the number of cars increases.  The use of a linear form
in such circumstances represents a basic misspecification. 
Transforms of variables (e.g., exponential forms, Box-Cox
transforms, Box-Tukey transforms) provide a way of overcoming some
of these difficulties while retaining the use of linear regression
estimation software (see, e.g., Gaudry and Wills [1978]).

Nonlinear regression techniques allow more modeling flexibility but
are less frequently available in basic statistical software
packages and hence are less commonly applied.  Nevertheless, these
techniques are finding their way into use in some regional
agencies' practice, primarily because nonlinear models allow both a
high degree of flexibility in functional form (much like cross--
classification) and a large number of explanatory variables (e.g.,
Cambridge Systematics [1980]).

Examples: Home-Based Trip Generation models represent the
propensity of households to make trips, as functions of
socioeconomic and, sometimes, locational characteristics.

Models have been developed for all household tripmaking together
(person trips by all modes), for all household trips by motorized
modes (person trips by vehicle), for all household vehicle trips,
for the minimal breakdown of person trips by purpose that was
mentioned earlier (homebased work, home-based other, and non-home-
based), and for a variety of more detailed trip purpose
disaggregations dictated by local analysis needs.

Models have been developed using variables such as:

-    Household size
-    Number of workers
-    Household income
-    Auto ownership
-    Number of licensed drivers

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-    Number of household members under rive years old
-    Number of household members over five but under 16
-    Age of head of household
-    Occupation of head of household
-    Occupations of other workers
-    Marital status
-    Housing type
-    Home ownership status
-    Length of residence
-    Distance from the central business district (CBD)

Note that characteristics of the transportation system are not
included in the list of variables.  This reflects an implicit
assumption that transportation level of service is not an important
influence on trip rates.  As discussed above, this assumption is
much more likely to be warranted in the case of total person trips,
where the choice between motorized and non-motorized modes is not
subsumed in the trip generation model.

There is extensive literature on both cross-classification and
regression approaches to trip generation (see, e.g., the references
cited at the beginning of this section).  Tables 1 through 4 and
Figures 1 through 4 show simple cross-classification schemes of
trip generation by motorized means , spanning nearly three decades
and four different metropolitan areas (including the Puget Sound).

It is notable that these tables show strong similarities, despite
the differences in data sources, treatments, and interpretations. 
Such consistency has led many to argue that cross-classification is
a robust, perhaps transferrable technique, and has led to
widespread acceptance of the method.  However, as the gradual trend
toward higher cell values suggests, other factors may be at work as
well, particularly the effects of changes in highway accessibility
and/or land use patterns.

Regression models are less and less used in basic practice,
primarily because in their simple functional forms they are more
likely than cross-classification to introduce errors into
forecasts.  It also is true that the development of more credible
regression equations (e.g., with polynomial terms to capture non-
linearities and cross terms to capture correlations) requires a
substantially higher knowledge of statistics than is the case for a
cross-classification model that implicitly reflects the same
features.  Nevertheless, many regression models remain in use for
basic practice, and for this reason it is worth discussing their
general characteristics.

Two basic types of equations have been used: one estimated on zonal
averages for independent and dependent variables, and one estimated
on the values of variables for a sample of individual households. 
When data are averaged at the zonal level, as much as 80 percent of
the sample


1.   The source for Madison and Miami is FHWA, 1975; the source for
     the Bay Area is a tabulation of the 1981 home interview
     survey; the source for Puget Sound is a tabulation of the
     1985-88 home interview survey.

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Table 1
Sample Cross-classification
Madison, Wisconsin

            Total Household Person Trips (Motorized Modes

                             Cars Owned
     Family Size           0              1              2+

          1              1.0            2.7            4.4
          2              1.5            5.1            7.0
          3              3.1            7.2            9.4
          4              3.2            8.0           11.7
          5              5.2            9.2           13.4


Table 2
Sample Cross-classification
Miami, Florida

            Total Household Person Trips (Motorized Modes

                             Cars Owned

     Family Size           0              1              2+
          1              1.0            2.9            5.6
          2              1.9            4.5            7.0
          3              2.9            6.2            9.4
          4              4.1            8.5           11.7
          5              5.8          10.2            13.4

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Table 3
     Sample Cross-classification
     San Francisco Bay Area

            Total Household Person Trips (Motorized Modes

                             Cars Owned

     Family Size           0              1              2+
          1              1.1            3.2            6.2
          2              2.1            5.3            7.9
          3              3.2            7.4            9.6
          4              4.3            8.9           11.9
          5              5.9           11.3           14.1


Table 4
     Sample Cross-classification
     Puget Sound Region

            Total Household Person Trips (Motorized Modes

                             Cars Owned

     Family Size           0              1              2+
          1              2.2            2.7            2.8
          2              4.7            4.9            5.4
          3              4.9            6.7            7.6
          4              4.5            8.8            9.8
          5+             5.8           11.4           12.3

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variability (in, say, trips per household) is removed in the
averaging process.  The resulting regression equations give the
superficial appearance of fitting the data much better, simply
because the regression goodness-of-fit statistics seem higher.  Two
models estimated on the same data, drawn from McCarthy [1969],
illustrate this well:

A zonal average model for home-based trips per household:

  Ti = -1.09 + 1.66HHSi - 1.83CH5i + 1.44Ai + 0.611i=.61li   R2=.61
                                                                 (1)
     where:    Ti  =    the average number of person trips per
                         household in zone i 
               HHSi =    the average household size in zone i
               CHSi =    the average number of children under 5 in
                         zone i 
               Ai   =    the average number of cars per household
                         in zone i 
               Ii   =    the average number of workers per
                         household in zone i

and a household model for home-based trips:

 Th = -1.42 + 1.46HHSh - 1.65CH5h + 1.69Ah + 0.75lh  R2=.38

                                                                 (2)

where:    Th   = the number of person trips for household h
          HHSh = the size of household h
          CHSh = the number of children under 5 in household h
          Ah   = the number of cars available to household h
          Ih   = the number of workers in household h

Even though equation 1 appears to provide a better fit, there is no
doubt from a theoretical viewpoint that the coefficients of
equation 2 are more likely to be "correct", in the sense that
equation 2 is based on the full scope of individual behavior while
equation 1 reflects an averaging process that is highly dependent
on a specific zone structure.  If one employs a regression
equation, then, the estimation methodology always should use
disaggregated data even though the forecasting procedure likely
will use zonal averages.

The cross-classification trip generation examples (Tables 1 though
4 shown previously) reveal clear non-linearities for each variable
(as values of the other variable are held constant).  While some of
these non-linearities could be accounted for by additional
variables (as in eqs. 1 and 2 above), there is no real reason to
expect the effects of any of the variables to be linear throughout
the range of interest.  Recognizing this, practitioners have
developed a strong preference for cross-classification methods in
basic applications.  Again, however, it is not so easy to apply
cross-classification in advanced practice, because of the geometric
increase in the number of cells as variables are added.

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Examples: Non-Residential Trip Generation models generally serve
two purposes: to estimate the number of attractions of home-based
trips (i.e., at the non-home end); and to estimate the number of
productions and attractions of trips which are non- home-based.
(Commercial trips are often estimated separately.) Non-residential
trip generation rates also are widely used to determine the traffic
consequences of development proposals for specific sites.  In
general, this latter application requires the estimation of an
average trip generation rate, per unit area, for uses of different
types.

Non-residential person trips may be further categorized as employee
work trips, other employee trips, and visitor (or "other) trips. 
Work trip rates are closely related to the number of employees per
unit area for a particular use; visitor trip rates (including
customers, clients, etc.) vary considerably with the land use. 
Non- home-based trips from nonresidential land uses will largely be
trips made by workers traveling to other nonresidential locations
(especially work-related business, but also including lunch hour
trips to restaurants and shopping).  Other non-home-based trips are
the result of trip chaining (e.g., stopping at a gas station and
then proceeding to work produces a home-based trip followed by a
non-home based trip; a shopping excursion to several stores may
produce a lengthy chain of non-home based trips.) Hence these trips
tend to be related in part to the number of employees, and in part
to the type of land use.

Non-residential trip generation has received considerably less
attention than has home-based trip generation, and the techniques
that have been used are generally less sophisticated.  Typically,
simple cross-classification or regression schemes are used to
relate nonresidential trip making to various attributes of the land
uses from which those trips are produced, or to which they are
attracted.

In cross-classification applications, the most commonly used
classifications are for land use (offices of various types,
industrial, retail, medical, education, etc.). Trip generation
rates are expressed per unit area or size (acres, square footage,
employees, etc.). The rates are typically derived from data
aggregated over the entire region, although in some cases separate
rates are calculated for a typology of areas, e.g., CBD, inner
suburb, outer suburb, rural.  A further breakdown into peak and
off-peak periods is commonly used for site studies.

Regression equations also have been developed and usually are
extremely simple - one or two variables are common.  These
equations are not necessarily more rigorous than the simple cross-
classification schemes, in part because the variables used as
correlates of the number of trips made are highly correlated with
each other.

Freight trips are sometimes handled as part of the non-residential
trip generation analysis, but few transportation modeling efforts
have included much analysis of freight trips (except as an
afterthought).  A typical approach is to express truck trips as a
percentage of person trips or vehicle trips based on counts.  A few
areas have occasionally developed freight O-D matrices which they
update using VMT, employment, or population growth factors.  While
it is recognized that such methods impose strong assumptions to the
effect that truck travel will maintain a

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constant relationship to overall travel (or to population or
employment growth) over the forecast period, this simplification
has been accepted on the grounds that truck traffic is only 5-10
percent of overall trip-making.  Obviously, local variations e)dst
and may be significant

Advanced Practice

Advanced practice in trip generation begins with the inclusion of a
wider range of socio-economic variables in cross-classification
models and extends to the estimation of separate models for a wider
range of personal trip purposes, e.g, home-work, home-school, home-
shop, home-other, non-home-based work-related, non-home-based
other.  In addition, greater attention may be given to time of
travel, e.g., peak, off-peak, midday.

While virtually all trip generation models in basic practice deal
with vehicle trips only (either as vehicle trips per se, or as
person trips by vehicle), some advanced approaches estimate person
trips by all modes (including walking and biking.)  However, a
focus on 'true' person trip generation implies greater complexity
in trip distribution and mode choice (in order to distinguish
vehicle trips from person trips in a spatial context).  For this
reason, many modelers continue to work with vehicle trip generation
models, even though vehicle trip generation may be harder to
estimate effectively (because they are sensitive to a far wider
range of factors such as land use densities).

A critical issue in advanced practice is whether trip generation
models should include land use and transportation variables. 
Accessibility, defined as the proximity of desirable activities, is
a function of both the distribution of relevant land uses and ease
of access to each location.  Whether improved accessibility leads
to more trips, or primarily to longer trips and to modal shifts, is
the crux of the issue. if the influence is primarily on trip length
and mode, then accessibility effects are logically treated in trip
distribution and mode choice rather than in trip generation.  If
there also is an effect on the number of trips, then accessibility
may belong in all three model stages.  It is clear, however, that
the practice of purging non-motorized trips prior to trip
generation has the effect of complicating trip generation modeling
by adding elements of trip distribution and mode choice to the
phenomena subsumed in the trip generation model.

Recent work with high quality survey data has somewhat clarified
the role of accessibility in travel choices (Harvey [1994]).  When
the survey captures most of the substantive walk trips, and walk
trips are fully included in the analysis, one finds a significant
role for accessibility in explaining the choice of the walk mode
and the choice of nearby destinations, but only a minor influence
of accessibility on the actual number of trips.  Whether the muted
effect on trip generation should be taken at face value, or
reflects a more complex process of greater activity participation
offset by an ability to carry out more than one activity on a
single trip, is not yet known.

The practical lesson is clear, however. "True" person trip
production is a relatively simple process dependent on a few
demographic factors, with land use and transportation playing only
a secondary role.  The production of person trips by vehicle is an
entirely different matter.  People are more likely to walk when
walking is convenient and desirable land uses are close by.  People

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are more likely to drive or take transit when highway and transit
accessibility is improved and desirable land uses are not close by.
Thus, a model of person trips by vehicle must account for proximate
land uses and for accessibility by motorized and non-motorized
modes in order to provide a reasonable explanation of trip rate
variations among zones.

Given the strength of this statement, it is puzzling that so few
agencies have adopted a "true person trip approach to trip
generation.  A simplistic explanation might refer to the
traditional focus on vehicle trips in transportation investment
analyses and the inertia accompanying any well-codified, long-
established procedure.  One might even argue that the above
assertions are not quite true, since the frequent ploy of using
different trip generation models for broad categories of land use
(e.g., urban, suburban, rural) is at least a crude reflection of
accessibility effects.  But the fact is that there are a number of
reasons for analysts to move cautiously in converting from a
vehicle trip approach to a 'true' person trip approach.  Among
these are:

-    it may be easier to build a complex trip generation model than
     to redo the full model system to accommodate non-motorized
     trips.

-    many surveys do not include a full representation of non-
     motorized trips, particularly for non-work purposes.  This is
     sometimes explicit, e.g., when surveyors were instructed to
     focus on vehicle trips, but is always at least something of a
     problem because walk and bike trips are easiest for the
     respondent to forget.

-    network-based level-of-service measurements are valid only
     over distances longer than, say, twice the typical zone
     dimension.  Thus, as a practical matter, it is difficult to
     obtain accurate estimates of walk and bike times without
     extensive analysis of point-by-point accessibility in a GIS
     framework.  In other words, most agencies do not have on-hand
     the information needed to accurately model non- motorized
     trips in trip distribution and mode choice.

Since the development of a complex trip generation model is no easy
task either (as demonstrated by the Bay Area example to follow),
most agencies now rind themselves in the uncomfortable position of
knowing that traditional trip generation models fall short in terms
of policy relevance and perhaps, theoretical validity), yet lacking
the resources especially data) for timely development of a better
approach.

The following examples illustrate how two MPOs at the forefront of
advanced practice have addressed this problem.

Example:  Portland (OR) Trip Generation.  Portland METRO has made a
decision to seek the best possible treatment of non- motorized
trips, both because land use issues are prominent on their policy
agenda and because in-house research has shown that a more
theoretically correct treatment of non-motorized travel can improve
the overall performance of their model system.  Portland's trip
generation models predict "true" person trip origins and
destinations for each of

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six trip purposes:

-    Home-based work
-    Home-based school
-    Home-based college
-    Home-based other
-    Non-home-based work-related
-    Non-home-based non-work-related

In general, two models exist for each trip purpose: one to predict
trip ends at home (for home-based trips) or at work (for non-home-
based work-related trips), and one to predict the other end of
these trips.  The models depend on a set of demographic
characteristics that are projected for each zone:

-    Household size (4 categories)
-    Household income (4 categories)
-    Age of the 'head" of household (4 categories)
-    Workers per household (4 categories)
-    Vehicles per household (4 categories)
-    Children per household (4 categories)

and on a set of attraction factors characterizing non-home
locations:

-    Total employment
-    Retail employment
-    Total households
-    Students and employees at colleges

The METRO trip generation procedures make extensive use of
household characteristics, but they do not reflect land use
indicators such as housing type (single family vs. multiple
family), residential density, mix of uses, or density of trip
attractions.  METRO's evidence suggests that these factors strongly
influence the number of person trips by vehicle, but have an
important effect on total person trips only in the extreme. 
Similarly, METRO's trip generation procedures ignore the
accessibility of a zone to various desired activities. 
Conceptually, one might expect an individual to participate in more
out-of-home activities as a larger number of suitable opportunities
come within easy travel range of the home (or work) zone.  In
practice, this effect appears to be secondary.

METRO's work does point to one possible effect of accessibility on
trip generation.  An earlier model step represents auto ownership
as a function of transit accessibility at the home zone (among
other factors).  Since auto ownership is a factor in some elements
of person trip generation, it follows that changes in transit
accessibility can have an effect on person trip generation.  Still,
the effect would be much more important in a vehicle trip
generation model,

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where auto ownership is by some accounts the single most important
variable.

Metro's treatment of person trips extends into trip distribution
and mode choice.  Trip distribution uses a traditional gravity form
and a single highway level-of-service variable (but with logit
estimation of the friction factors).  While more explicit treatment
of modal accessibility would have been preferred, these simplified
distribution models appear to perform adequately as placeholders
until a better modeling database can be developed.

The non-motorized component of mode choice is treated as a binary
"pre-mode" choice (i.e., motorized vs. non-motorized), based only
on trip distance and household auto ownership.  Again, these
simplified models appear to perform adequately as placeholders
until a better modeling database can be developed.

Basically, METRO has elected to cope with the difficulties of a
'true" person trip model rather than attempt to deal with non-
motorized trips through a more complex trip generation model The
problem of survey under-representation was addressed through a
reweighting of observed walk and bike trips.  Similarly, the
problem of LOS inaccuracies for short trips was addressed through a
review of time and distance assumptions for intrazonal travel.  The
decision to proceed in this way was based as much on political as
on technical considerations - it is easier to explain to non-
technical users of model information that incremental improvement
is possible within an existing structure than that a different
structure would be more appropriate.

Example:  Bay Area Home-Based Shopping Trip Frequency.  The
Metropolitan Transportation Commission (MTC) of the San Francisco
Bay Area followed the opposite path in dealing with non-motorized
trips.  For non-work trip purposes in its innovative 1978 model
system, MTC adopted elaborate non-linear regression models with
both land use and accessibility components.

For example, the MTC shopping trip frequency model is a non-linear
regression yielding an inverse function of household
characteristics, home zone characteristics, and aggregate
destination attractiveness (as embodied in the expected utility for
shopping destination/mode choice).  The exact model specification
is:


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                                                                 (3)
where:
     hbshopi is the number of daily home-based shopping trips by
          household i (person trips by vehicle);
     hhsizei is the number of persons in household i; inci is the
          income of household i ($);
     E[Uidm] is the expected utility from the shopping destination
          /mode choice model for household i, defined as the
          natural log of the denominator of that model's logit
          equation;

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     edeni is the service and retail employment density in
          household i's home zone, expressed in workers per gross
          acre.

The inverse exponential form of this function makes it somewhat
difficult to interpret.  Basically, household shopping trips
increase with household size, income, and accessibility to shopping
opportunities, and decrease with rising local density of retail
opportunities.  The latter relation emerges because this is a
vehicle trip generation model, and residents are less likely to
make a shopping trip by vehicle if there are plentiful shopping
opportunities within walking distance.  In a fully person trip
model (including walk), the density variable would have a
negligible or slightly positive effect on shopping trip generation.

Recent Developments

Although the emphasis of this paper is on ways of improving the
analysis of trip generation in a conventional modeling framework,
there is some value in looking farther ahead at the direction of
future developments.  The emerging paradigm, as suggested by a wide
range of academic research over the past 15 years, focuses on the
program of activities undertaken by each member of each household
in a region.  While specific analytical approaches have varied, the
consistent goal of this work has been to predict the sequence of
activity (and related transportation) choices over the course of a
typical day or week.

Imagine, for simplicity, a household consisting of a single person. 
The conditions of weekday travel for such a person will depend on:
1) whether ' the person is currently employed; 2) where the person
is employed; 3) the person's typical work hours; and 4) the
likelihood a person will go to the workplace on a given day.  Each
of these can be modeled as a function of personal, land use, and
transportation system characteristics.  On days when a work trip is
made, the overall travel pattern will be organized around the work
trip.  Modeling might consist of a representation of the likelihood
that the worker will engage in additional activities before leaving
for work, on the way to work, during the work day, on the way home
from work, and after returning from work.  Each of these also could
be modeled as a function of personal, land use, and transportation
system characteristics.

A set of models would be developed for each characteristic
household type, where number of workers, presence of children,
marital status, and other life-cycle factors might be used to
distinguish among household types.  Another set of models would be
used to represent the dynamics of household formation and change
over time.

Forecasts would be made for a sample of households in the analysis
region.  Such a sample might be based on an existing home interview
survey, or it could derive from a source such as the Census Public
Use Microdata Sample (with additional statistical procedures to
'synthesize' spatial detail).  It has been suggested that a Census-
based procedure could aim to reproduce the full regional
population, in which case the travel "model" would provide a
complete representation of the regional travel pattern.

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Forecasting for a specific future scenario would involve aging each
household in the sample from the present to the forecast year(s),
and then calculating the likely household travel pattern in the
forecast year(s).

While these procedures represent a large departure from current
practice, they are neither as innovative nor as demanding of
resources as they may seem.  Household-level simulation (sample
enumeration) has been used by economists since the early 1960s for
a variety of policy studies.  Similarly, one version of the MTC
travel model developed in the late 1970s is a household simulation
("STEP").  The enumeration approach is in fact the only practical
way to use all of the feedback features of the MTC model, and was
the method used to satisfy court requirements in MTCs lawsuit over
TIP conformity.

Moving to a population rather than a sample-based approach would
involve a computer-intensive style of analysis, but hardware and
software experts who have looked at the issue believe that
presently available workstations are sufficient for such analyses
in a typical metropolitan area.  Furthermore, advances in hardware
and software (faster microprocessors, multiple processor
configurations, parallel multi-threaded execution, etc.) are
expected to make it possible not only to simulate the entire
population's travel behavior but to maintain a simultaneous dynamic
microsimulation of highway and transit operations.

While there may be something of a consensus about the long term
direction of regional travel modeling, there has been no clear
enunciation of the path by which agencies will be able to move from
the current generation of models to a new modeling paradigm.  One
possibility, suggested by Kitamura and others, is that a household-
based simulation initially could be "grafted onto" the front end of
a traditional travel mode to provide forecasts of demographic
(e.g., "life-cycle") changes.  As experience and knowledge were
gained, such a model could be expanded to account for household
(and perhaps worker) location behavior, then to provide predictions
of gross household activity participation (i.e., to substitute for
traditional trip generation analysis), and finally to provide
predictions of daily household activity patterns (i.e., to
substitute for the entire traditional model system).

It probably is not realistic to expect a single MPO to fund the
development and testing of such a model.  However, money from
Federal sources, and possibly from a number of private foundations,
will be available to MPOs willing to venture into this territory.

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3. General Strategy for the Regional Council's
                        Trip Generation Model





DKS Associates

3.   General Strategy for the Regional Council's Trip Generation
     Model

Implementation Issues

The literature review in the previous section does not offer us an
unambiguously "best" way to proceed with a trip generation model
development for Regional Council.  The most important points from
the literature are:

-    Cross-classification is the currently-preferred method of trip
     production analysis in a traditional modeling framework. 
     However, under typical sample size constraints (e.g., 5000
     households or less), cross-classification is most effective
     when only two or possibly three dimensions are sufficient to
     capture the major differences in household behavior.

-    Representing all person trips in the trip production analysis,
     rather than the more common approach of representing only
     trips in motorized modes, greatly reduces the number of
     variables necessary for a good model.  This is because
     congestion, land use densities, and other determinants of
     accessibility play an important role in the decision to use a
     motorized mode but appear to have only a modest effect on
     overall activity participation.  Cross-classification nearly
     always is a feasible strategy for a model of all person trips,
     but a model of motorized mode person trip production may
     require a more complex and less tractable form such as a non-
     linear regression.

-    Representing all person trips in trip production analysis
     necessitates changes in trip distribution and mode choice
     modeling, to reflect the decision on whether to use a
     motorized vs. a non-motorized mode.  To some degree, this
     increases the complexity of mode choice analysis and requires
     a more extensive set of changes to the model system, but it
     also places the modeling of non-motorized choice at a more
     logical point in the model hierarchy and makes the model
     system easier to explain to a lay audience.

-    One difficulty in carrying non-motorized trips through trip
     distribution and mode choice is that both models depend
     heavily on travel time and distance estimates, yet time and
     distance values are notoriously inaccurate for short trips in
     a traditional network analysis. This issue does not arise in a
     conventional model system because most short trips (i.e., walk
     trips) are excluded at the outset.  While there is no easy fix
     without a change in the basic paradigm, reasonable results can
     be achieved through detailed review of intrazonal and
     centroid-to-network access times and careful model
     development.

-    Finally, even for a trip production model covering all person
     trips, household activity simulation holds the potential for
     greatly improved conceptual validity and policy sensitivity. 
     However, while household simulation is now a practical method
     for applying traditional models and perhaps for generating
     socioeconomic forecasts, full activity

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simulations will require additional research.  Individual MPOs may
well choose to underwrite such research, but only with the
recognition that a fully practical application may take some time
to develop.

In thinking about how all of this applies to the Regional Council,
it is important to be mindful of the context of this trip
generation model development project For instance:

-    Regional Council is operating under a tight time constraint. 
     An upgraded trip generation model is needed as soon as
     possible for conformity and other analyses.

-    The existing regional model system, within which any upgraded
     trip generation model must fit, represents person trips by
     motorized modes. Initially, an improved trip generation model
     would have to produce trip estimates compatible with the
     existing model system.  However, updates to the trip
     distribution and mode choice models are planned in the next
     year or two, so that the trip generation step, and indeed the
     whole model system, could be modified within that time frame
     to represent all person trips.

-    Regional Council has good data resources for model
     development, with a range of recent cross-sectional and panel
     surveys.  Multi-day trip diaries are available in both cases. 
     It should be possible to build a large trip generation data
     set from these surveys, which (among other things) might
     support a relatively complex cross-classification scheme.

     Trip Generation Model Development

Any model improvement strategy should focus both on making
immediate adjustments to enhance model validity and credibility and
on ensuring a smooth path to more extensive but longer-range and
more fundamental changes.  While it may be an obvious statement, it
is important to note that virtually any strategy which uses recent
data to produce new models will do some good.  Beyond this, there
are several ways to proceed with trip production model development. 
In our view any strategy should have at least the following
characteristics:

-    It would deal explicitly with non-motorized trips.
-    It would use cross-classification as its basic methodology.
-    Analysis of variance (ANOVA) methods for unbalanced data
     should be applied rigorously in the trip production analysis.

-    It would aim for a partitioning of trip types that preserves
     as much information about the activity pattern as possible. 
     For the majority of home-based trips, this would involve a
     distinction among work, college, school, shopping, and other
     personal travel.  For non-home-based (and some home-based)
     trips, this would involve a closer relationship with the home-
     based trips that anchor the overall trip chain, e.g., work-
     work, work-other,

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     and other-home trips modeled in terms of the basic work trip.

-    Despite an innovative partitioning of trip types, it would
     yield predictions for a set of trip purposes that could be
     recombined to match the purposes in the remainder of the model
     system.

-    It would use a basic core of household life cycle and economic
     variables to build the person trip cross-classification
     models.  Household size, number of workers, and income would
     always be considered, with the addition of other variables
     suited to each purpose.  Experience suggests that "first-
     order' effects, as identified through ANOVA methods, would be
     limited to a small number of variables in each case.

-    It would incorporate an additional post-generation, pre-
     distribution model to split person trips among motorized and
     non-motorized modes.  This could be achieved through an
     additional cross-classification dimension based on
     accessibility or density, but a simple set of percentages by
     classification that separates motorized from non-motorized
     trips is an acceptable interim solution since the Regional
     Council intends to update its trip distribution and mode
     choice models in the near future.

-    It would begin a longer-range process of developing a more
     explicitly activity- based treatment of travel behavior.

The structure of the trip production model was determined by
developing and testing a number of alternative cross-classification
schemes, as described in Section 5. Before the trip production
analysis could be conducted however, the travel survey data needed
to be carefully evaluated and systematically screened to eliminate
trips and households associated with missing, invalid or
inconsistent household and/or travel data. The evaluation of the
survey data is described in the following Section 4.

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4. Adoption of Local Survey Data for
Trip Generation Analysis





DKS Associates

4.   Adaptation of Local Survey Data for Trip Generation Analysis

Overview

This project's key resources are two travel diary surveys, 1) a
"cross-sectional" survey of about 4500 households in the Puget
Sound region, and 2) multiple-year observations of the Puget Sound
Transportation Panel, consisting of about 1600 households.

The cross-sectional survey is actually six surveys of different
areas in the Puget Sound region, each observed in different times
from 1985 to 1988.  One day of travel per household was recorded.
Household Travel Surveys, 1985-1988, Puget Sound Region, available
from PSRC, documents and summarizes results from this survey.

The Puget Sound Transportation Panel was begun in 1989 to study
demographic and activity change by individuals through time "waves"
of demographic and travel diary observation have been performed in
1989, 1990, and 1992, each including two days of travel recording. 
Information and documentation of this survey are also available
from PSRC.

The "cross-sectional" and the "panel" surveys each provide three
main data tables described as follows:

-    a Household table, containing information pertaining to the
     whole household, such as the total number of persons
     (including those not providing diaries), the number of autos
     owned, household income, and location (census tract).

-    a Person table, containing information particular to each
     diary participant in the household.  Depending on the survey,
     this includes some or all of the following
     information: employment status, occupation, sex, possession of
     a driver's license, and age.

-    a Travel table, a diary of travel by all household members age
     5 and up for the crosssectional surveys, and age 15 and up for
     the panel surveys.  This includes the purpose of each trip,
     the time of beginning and arrival, the locations of origin and
     destination (census tracts), the mode of travel, and number of
     occupants.

There are differences in the details of the information contained
in various areas of the crosssectional surveys as well as
differences between the information for the panel survey versus the
cross-sectional survey.  Each table has identifiers that link
travel records to the respective persons, and persons to the
respective households.

Practical Issues

As noted above, a key definitional difference between the two
surveys is that the cross-sectional survey collected travel diaries
of persons age 5 and older, while the panel survey collected
diaries from persons age 15 and older.

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Due to the need for a timely analysis, and because of definitional
and analytical issues that make it difficult to simply combine the
two surveys, it was decided to perform broad exploration of
alternative models using the larger cross-sectional survey only. 
Data from the Puget Sound Transportation Panel were only examined
in terms of the selected models, to identify differences between
the cross-sectional and panel surveys.

Validation of the Cross-Sectional Survey Database

Travel surveys are large, concentrated data-collection efforts
involving a large number of people, including respondents,
interviewers, and data processors.  It is difficult to ensure that
all persons involved will follow instructions perfectly, and record
or enter all information accurately, or cooperate fully, so
compiled tables of travel surveys generally contain some
incomplete, unclear, conflicting, or highly unlikely observations. 
For trip generation analysis, observations with doubt of the
household's composition (by which it is classified), or on its
members' trips, including trip purpose, or whether any trips are
missing or wrongly inserted, may contribute biases to trip
generation models.

Given this situation, there are many courses of action that may be
taken, including the following:

1)   Scan for observations meeting certain criteria that can be
     applied systematically by computer programs, drop the "bad"
     observations thus found, and accept the remainder of the
     observations despite the possibility that observations with
     more subtle problems remain.

2)   Systematically scan for "bad" observations, and attempt to
     correct as many as possible, using the original data sheets
     and judgment.

3)   Have trained analysts examine the composition and travel of
     each individual household, making judgments of their
     likelihood, and attempting to correct as many as possible.

Option (1) was chosen because of the need for a timely yet accurate
analysis.  The demands of timeliness of this study preclude any
effort to correct the rejected observations, as with options (2)
and (3).  Such an effort requires case-by-case review and the
judgment of skilled analysts, and cannot be automated in the same
way that the problematic observations were detected.  As discussed
below, the resulting "refined" database is still very adequate for
the purposes of developing a trip generation model.

Table 5 presents the specific validation checks developed and
chosen for this analysis.  Also shown are the numbers of households
found in each category of problem.  Note that some problems may
occur more than once in a household, and that some households are
associated with more than one problem.  The sum of the numbers of
problem households is 1477, but the actual number of unique
rejected households is 1109.  The analysis that followed used 3507
out of the original 4616 households, or 76 percent.  This is a very
good validation rate compared to many other surveys in the U.S.
that have been similarly checked.

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Table 5
Cross-Sectional Travel Survey Validations

Category/Specific Criteria                                 Number of
                                                          Households
Number of Missing or inconsistent household data                 286
     Number employed more than household size (King 
     County)
     Number employed is missing (King County)
     Household size is zero or missing
     Income is missing or not valid (i.e. not in the dictionary)
     Number of vehicles available is missing
     Number of drivers is missing
     Number of drivers more than household size

Persons to household problems                                     91
     More persons counted than household size
     Number employed more than count of persons age 15 or older
     Number of drivers more than count of persons age 15 or older

Households with no members age 18 or older                         4

Missing or inconsistent person data                               85
     Age is missing
     Age < 5 (usually = 0)
     Age > 16 and employment status is blank or not in dictionary
     (for non-King Co.)
     Age < 16 and employed full- or part-time
     Employment status "Refused"

Household with no or invalid persons                               2
     No person records found for household
     Person number is not a valid digit

Trip against household problems                                  144
     None employed but a work trip reported (King Co.)
     No drivers but drove
     No vehicles but drove

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Table 5 (continued)
Cross-Sectional Travel Survey Validations

Category/Specific Criteria                                 Number of
                                                          Households

Trip against person problems                                     189
     Age < 15 (age known) and drove
     Age < 15 (age known) and made work trip (It is acknowledged
     that the above condition might not always be an error;
     fortunately only 25 households meet this condition.)
     Age < 16 (age known) and made college trip
     Not employed or student, but made work trip (non-King Co.)

Trips with invalid date or time                                  154
     Person made a trip, but any of these occur:
     Begin time = 0 and end time > 500, i.e. begin time is missing
     Begin time < 2000 and end time = 0, i.e. end time is missing
     Day code missing or invalid

Invalid begin or end time, like                                 1480

Trip end time before begin time                                   38

Time at stop problems                                            334
     Rectified end date and time before begin date and time
     Over 8 hours shopping
     Over 12 hours at school
     Over 16 hours at college
     Arrived at either of these activities before midnight at end
     of day, and not departed at end of day.
     Trips duplicated                                              3
     Trip number used for a person more than once
     Trip mode problems                                          147
     Trip mode is Car, Vanpool, Carpool, or Motorcycle (01, 02, 03,
     09) AND either:
     Drive-Ride indicator (D_R) not valid, or
     NUM of occupants invalid (except for Kitsap County Carpool and
     Motorcycle trips, for which this field is systematically zero
     for many cases)

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A carefully screened database with 3507 households provides an
adequate survey size for development of the trip generation model. 
Estimation of a sophisticated mode choice model, however, would
benefit from a larger sample size.  Therefore, the Regional Council
is rightly considering option (2) or (3) above prior to development
of a new mode choice model. While quite rigorous, by no means have
all problems been detected.  Most additional checks that could be
proposed require particularly difficult computer programming, a
high dependence on judgment, and/or additional data.

Trip Purposes

Trip generation in standard travel models deals with trip ends,
which are either productions (the end at the home or the demand
side of the trip) or attractions (at the location of the out-of-
home activity).  The production end of a trip can be either the
origin or the destination of the trip; similarly, the attraction
end can be the origin or destination of the trip.  Most models deal
with trip purposes related to the activities of both the production
and the attraction ends of the trip.  Simple travel models
partition their trips between home-based work, home-based non-work,
and non-home-based trips.  More sophisticated models further
partition these purposes.  Some general goals for a trip purpose
system are:

-    The trip purpose is identifiable from the travel survey.

-    The trip purposes can be associated with the types of
     employment and/or land use available as zonal data.

-    Each trip purpose should contain similar activities, where a
     given need or desire can be satisfied in one trip purpose.

-    Productions and attractions are logically paired.  A trip
     cannot go from a production to another production, or an
     attraction to another attraction. (But some or all non-home-
     based trip ends cannot be clearly labeled as productions or
     attractions.)

-    The trip purposes should relate logically to the model system. 
     That is, they should be appropriate for trip distribution,
     mode choice, and time-of-day choice model estimation and
     application.  For this project, additional trip purposes will
     be added to those currently used in the Regional Council
     model, however, the purposes will be combinable into the
     current model system's trip purposes.

The travel surveys encode the activity at the destination of each
trip as the "trip purpose." It was necessary to derive each trip's
"modeling trip purpose from its coded activities of both the origin
and destination ends.  This is deduced from the preceding trip's
destination activity as well as each trip's own destination
activity.  Table 6 shows the activity purposes coded in the survey,
and Table 7 shows how the activity purposes at the ends of a trip
are paired to identify its production attraction orientation and
its model trip purpose.

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     Some notes and issues on the proposed trip purposes:
-    The first trip's activity of origin is not specified, so it
     was presumed to be home.  If a person's first trip is to home,
     then its activity of origin is unknown; these trips are
     labelled "Home-based Unknown".  Their actual purpose could
     include returns from late or graveyard work shifts, social
     visits, etc.

-    Home-based College trip production analysis should consider
     proximity to a college as well as the internal characteristics
     of the household. The data needed to test locational
     hypotheses were not available for this paper's analysis,
     however, One way to apply a model with this effect is ton
     convert college trips into some combination of Home-based Work
     and Home-based Other.  Most other treatments require special
     formulations of trip distribution.

-    The production-attraction orientation of Work-Other trips was
     arbitrarily chosen. This distinction preserves more
     information than most models of non-home-based travel, for
     which no orientation is identified.  This purpose includes
     much work-related travel, personal trips to and from work, and
     part of the chain of trips that stop along the way to or from
     work.

-    Other-Other troops have no particulAr production-attraction
     orientation.

General Procedure for Preparing Survey Data for Analysis

Preparation of the survey database for home-based trip production
analysis involved these treatments:

1)   If any validation problem was identified for a household, then
     the whole household was marked for exclusion from analysis. 
     (If one trip is in doubt, then the total number of trips by
     the household is in doubt.)

2)   Using the purpose of each trip and of its predecessor, the
     trip purpose And trip orientation (production to attraction or
     attraction to production) were identified.

3)   For each "valid" household, the trips in each trip purpose
     are counted.  Also, to permit cross-classification analysis,
     the numbers of persons employed and in certain age ranges was
     counted for each household.

Attractions and non-home-based trip generation analysis use a
different treatment of the survey data, along with existing zonal
land use and employment data. This treatment is discussed later.


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Click HERE for graphic.


Click HERE for graphic.

                                 36





5. Trip Production Analysis





DKS Associates

5. Trip Production Analysis


Overview

The objective of this analysis is to identify factors most
responsible for trip making, yielding conclusions that will lead to
selection of a new trip generation model for the Regional Council's
travel model system.  This analysis explores the relationships
between household demographic and economic characteristics, and the
daily numbers of trips generated in each purpose, as observed in a
substantial sample of households in the Puget Sound region.  For
this analysis, these relationships are expressed as cross-
classification models, in which each household is categorized
according to some function of its demographic/economic makeup, and
the mean observed trip productions for a given trip purpose are
determined for all households in each category.

The "core" demographic/economic variables available to categorize
the households are:

-    number of persons in household,
-    number of employed persons in household,
-    household income,
-    number of automobiles available to household members,
-    numbers of persons in various age ranges.


The home-based trip purposes are appropriate for analysis by this
method.  It might be feasible to analyze non-home-based travel in
the same manner, but it would not be possible to apply such a model
within the trip distribution, mode choice, and traffic assignment
model system.

An important statistical technique for analyzing and comparing
alternative classification models is Analysis of Variance, often
called ANOVA.  An ANOVA experiment measures how much of the
variance in trips generated in each household in the sample dataset
is "explained' by a proposed classification system.  It is desired
to find a classification system that maximizes "explained"
variance.  Variance is defined as the sum of the squares of the
differences between each household's observed trip productions, and
the mean trip productions of all households in some category.

Of course, not all variance will be explained by any model.  Trips
in some trip purposes are made almost daily, such as work and
school; an effective model can explain a high portion of their
variance, but it cannot explain which workers went to work and
which ones did not on the survey day.  On the other hand, trips
made less regularly, such as shopping, have a high degree of day-
today variance, so even the best model can explain only a small
portion of variance.

More-complex classification systems will, in general, explain more
variance than simpler ones, but the apparent explanatory power of a
complex model can be misleading:

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-    Partitioning a given classification system into more
     classifications will always "explain" more variance, even if
     the additional classifications are made on an irrelevant or
     random variable.  The F-statistic test is used to determine
     whether an added variable (or relaxation of a restriction)
     significantly added to the explained variance, or that it had
     a significant probability of being due to chance alone.

-    More dimensions in a cross-classification system decrease the
     sample sizes of households within each cell.  The sample sizes
     in each cell translate directly into the levels of certainty
     (technically, the standard deviation of the mean, and the
     confidence intervals) of the respective trip production rate.

-    It is considerably more difficult to provide zonal counts or
     forecasts of households in multi-dimensional cross-
     classification systems than in one-way and simple two-way
     systems.  Most U.S. Census data, when provided at a
     geographically detailed enough level for model input, only has
     one-dimensional distributions by most variables, so cross-
     classified zonal distributions must usually be synthesized.

The procedure used in the analysis of trip production rates for
each trip purpose involved the following steps:

-    Identify the appropriate "core' household variables that
     appear to be most reasonable for trip making for that trip
     purpose.

-    Estimate the trip production rates for each of the 'core"
     variables taken individually.

-    Compare the trip production rate estimates for the single
     "core variables to each other using ANOVA techniques.

-    For the most appropriate "core" variables, test whether the
     addition of a second variable, either as a 'main effects"
     model or a full cross-classification model, would improve trip
     production estimation by explaining more of the variances. 
     These tests also require rigorous use of ANOVA techniques.

Definitions of terms used in the ANOVA analyses that follow are:

-    Sample size is the number of units of the denominator of the
     trip rate.  For each trip purpose, the analysis begins with
     trips per household, so the total sample size is the number of
     households, or 3507.  The home-based work analysis continues
     with a study of trips per worker; the total "sample size of
     workers is 4429 workers.  Some of the other trip purposes
     study trips per person age 5 and up; the total "sample size"
     is 7951.  It should be noted that where the trips are per a
     unit other than households, "sample size" is labeled in quotes
     because each person or worker's trips are actually household
     trips spread upon each person or worker. (Such "clustering
     reduced the variance from

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     what would be measured of trips by the respective persons, but
     did not alter the mean trip rates.)

-    Total sum of squares is a measure of household-to-household
     variation in trip production, in the respective trip purpose,
     among all sample households.

-    Explained sum of squares is the portion of total variance that
     exists between cells.

-    Residual variance is the remaining portion of total variance,
     not explained by the model.  It is also known as within-cell
     variance.

-    The F-statistic is used to assess the significance of the gain
     of explained variance by adding a variable or relaxing a
     restriction of a simpler 'comparison" model. It equals


Difference in explained sums of squares / Added degrees of freedom
___________________________________________________________________

Comparison model's residual / Comparison model's degrees of freedom


-    The significance of F is the probability that the difference
     in variances is due to chance alone.  It is a function of the
     F-statistic and of the two models' degrees of freedom.  In
     many statistical contexts, a probability of more than 1 or 5
     percent is considered a failure to demonstrate the
     significance of the proposed relationship or variable.  But
     this test can not necessarily mandate inclusion of the added
     variable.  Some other variable, perhaps correlated to the test
     variable, may be even more significant.

Analysis of Home-Based Work Productions

The number of workers in a household is an obvious determinant of
household work travel; some alternative classifications are also
examined.  The estimated mean productions by classification are
shown in Table 8.

A comparison of the core variables for home-based work production
is shown in Table 9 including the F-tests of each of these
classifications, relative to no classification at all.  An example
illustration of the F-test is as follows:

1)   Identify the hypothesis.  The first hypothesis tested is
     whether the observed differences in the mean trips per
     household, between the groups by the number of workers, can be
     attributed to the natural variability among means possible
     from an arbitrary sampling of the households, or whether
     households with different numbers of workers really have
     different work-trip production rates.  In other words, is the
     variance between samples significantly greater than the
     variance within samples?

2)   Compute the variance ratio F, that is, the ratio of the mean
     sum of squares between groups to the mean residual sum of
     squares.  Here, it is

            (3533/4) / ((8229-3533)/(3506-4)), or 658.7.

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3)   Determine the significance of F, the probability of obtaining
     group means as different as observed when, in fact, mean work
     trips per household are independent of the number of workers. 
     This is a function of the F-statistic and the degrees of
     freedom in the numerator and the denominator.  Because F Is
     high, the significance of F is nil, that is, the probability
     that there is no relationship is extremely small.  By
     comparison, the value of F at the 5% significance level for
     the degrees of freedom (4 and 3502) is close to 2.37. (Many
     statistical textbooks and references provide values of F,
     typically at 5% and/or 1% significance levels, for various
     combinations of degrees of freedom.)

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Click HERE for graphic.


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Click HERE for graphic.


All of these classifications show a significant positive
relationship to work travel.  As might be expected, the number of
workers shows the most distinction among rates and the most
explained variance.  The number of persons in an age range
associated with most employment (18-64) is a somewhat strong
indicator of work travel.  Income, number of vehicles, and total
persons also show positive relationships, apparently because of
their colinearities to the number of employed persons.

Tables 10 through 15 explore additional effects upon work travel,
in combination with the number of workers.  These further
explorations are normalized to the number of workers in the
household, so the production rates are trips per worker. 
Normalizing in this manner makes the cell means more equal, and
reduces the tendency for households with larger numbers of workers
from dominating the measurement of additional effects.  Note that
"sample size" is actually numbers of workers.

Some additional definitions must be given for two-way cross-
classified analyses in Tables 11 through 14.  Each two-way cross-
classification actually provides two different models:

1)   A "Main Effects" model, in which a household's estimated
     production rate equals the overall mean rate plus an
     adjustment due to its first variable's classification, plus an
     adjustment due to its second variable's classification.  These
     are denoted with a plus sign, for example, "Workers +
     Income."

2)   A full cross-classification model, using the mean productions
     in each cell.  These are denoted with "x" as in "Workers x
     Income".  It captures "interactions" that are smoothed over in
     the main effects model.

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DKS Associates

Table 10
Estimated Home-Based Work Productions 
By Number of Workers

                                                Mean Productions per
Classification      "Sample Size" (Workers)       Worker (all modes)
All Households           4429                     1.30
Workers in Household
     1                   1463                     1.44
     2                   2434                     1.23
     3                    447                     1.25
     4+                   85                      1.28



Table 11
Estimated Trip Productions for Home-Based 
Work Workers + Household Income 
(Main Effects, adjusted for interaction)

                                   "Sample Size"  Productions per
     Variable       Classification (Workers)      Worker(all modes)
Mean                -              4429                1.30
+ Main Effect 
of Workers          1              1463                +0.16
                    2              2434                -0.08
                    3               447                -0.06
                    4+               85                -0.02
+ Main Effect
of Household   
Income         $  0 - 15,000        284                -0.14
               $ 15 - 35,000       1771                -0.03
               $ 35 - 55,000       1630                +0.06
               $ 55,000 +           744                +0.00


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DKS Associates

Table 12 shows sparse sample sizes in some cells (remember to
divide each by the number of workers to obtain actual households). 
This accounts for some of the 'bumpiness' of the mean productions
across the rows and columns.

The preceding main-effect model in Table 11 is somewhat smoother,
with the main effect of household workers being fewer trips per
worker with more workers.  A curious main effect of income is seen,
however: increasing income accompanies more trips per worker except
for the highest income group.

Table 14 shows empty cells, sparse sample sizes in some other
cells, and "bumpiness" of the mean productions across the rows and
columns.

F-tests for these additional models are shown in Table 15.  Each
analysis seeks to determine whether a proposed model explains
significantly more variance than a directly simpler model, called a
"comparison model." In the prior "core variables" ANOVA, Table 9,
the comparison model was the population mean, that is, the mean of
all households.  For these additional models, the comparison model
is indicated in Table 15.  For example, the probability is low
(0.1%) that the Workers+lncome model did not explain more variance
than the Workers model The probability is higher (2.9%) that the
interactions of workers and income (in the Workers x Income model)
did not explain more variance than the main effects of workers and
income (the Workers+Income model).


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DKS Associates

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Using the number of workers as a classification dimension when the
trips are already on a per worker basis may seem redundant, but the
one-way classification test shows that non-linearity of trips per
household worker is significant.  That is, the first worker makes
more work trips than any others.  This is consistent with the
expectation that secondary workers are more likely to work part-
time; the survey coding even includes as workers some children who
help at a family business.

Thee two "main effect" models show positive effects of income and
vehicle availability in relation to work trips.  A part-time worker
would tend to earn less income than a full-time worker, and is less
likely to need to own another car. (Auto ownership models have
demonstrated a strong relationship between number of workers and
number of autos owned, as may be expected.)

Not shown are main-effect tests of Income and Vehicles alone, on
per-worker trips, but without the Workers classification.  These
models were significantly less effective than the main-effect
models shown above.

The fully cross-classified versions are weakly significant, and
suffer from "bumpiness" and the lack of general trends (except for
the trend revealed by the main effect models) and small sample
sizes in some cells.  The main effect models serve as effective
'smoothing of the cross-classified models.' (Addition of the Puget
Sound Transportation Panel Survey's roughly 1600 households to this
analysis 3507 households should increase the sample sizes of cells
with small sample sizes, but not by much.)

Analysis of Home-Based Shop Productions

Unlike in work travel, there is not one overwhelmingly obvious
causal variable.  A number of variables were tested to identify
primary variables.  The estimated mean productions by
classification are shown in Table 16.

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DKS Associates


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A comparison of the core variables for home-based shop productions
is shown in Table 17.  This includes the F-tests of each of these
classifications, relative to no classification at all.  All of
these classifications show a significant positive relationship to
shop travel, though the significance of household income is weak. 
The total number of persons is a strong indicator of shop travel,
but the number of persons age 5 and up shows even more distinction
among rates and more explained variance.  This observation is
understandable given that person trips are counted only for persons
age 5 and up, assuming that shop travel is roughly proportional to
the number of persons.  Income and number of vehicles show positive
but weak relationships, apparently from their colinearities with
the number of persons.

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DKS Associates


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These statistics support the expectation that the number of persons
in the household is the primary determinant of shop travel.  If not
available, then other variables can provide a reasonable, though
indirect, indication.

To explore additional effects upon shop travel, further
explorations in Tables 18 through 25 arc normalized to the number
of persons age 5 and up in the household, so the production rates
are trips per person (age 5 and up).  Normalizing in this manner
makes the cell means more equal, permitting the testing for subtler
effects, and it reduces the tendency for larger households from
dominating the measurement of those effects.  Note that "sample
size" is actually numbers of persons age 5 and up, rather than
households. (In the ANOVA analysis, the trips by all household
members are still "bundled" together; greater variance is expected
of trips by each respective person.)

Special definitions for two-way cross-classified analyses are given
above in the Home-based Work analysis.  In Tables 18 through 25,
"persons" and "per person" are understood to mean persons age 5 and
up, unless stated otherwise.


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The cross-classification in Table 20 reveals a complex interaction
between persons and workers, the most apparent relationships being-
1) households composed only of one or two non-workers make
substantially more shop trips than average (probably because they
have more time to shop), and 2) households composed of only four or
more non-workers or four or more workers are sampled thinly, but
they appear to make fewer shop trips per person.


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DKS Associates

The "bumpiness" of the mean productions across the rows and columns
in Table 22 makes the full cross-classification model ineffective,
but a slight general trend is apparent in Table 21 but may be
unexpected.  That is, with more income, shop trip production
declines.  But the F-test below shows even this main effect to lack
statistical significance.


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The person x vehicles model in Table 24 has an empty cell, sparse
sample sizes in cells representing a large shortage or surplus of
cars to people, and has 'bumpiness" across the rows and columns.

F-tests for the per-person Home-based Shop models in Tables 18
through 24 appear below in Table 25. @ analysis cannot be compared
to the one on Table 17.


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Some conclusions from this more-detailed part of the analysis
(Tables 18 through 25) are:

-    Persons (age 5 and up) should be continued as a classification
     variable despite their use as a normalizing variable because
     of the significant non-linearity of shop trips per person.

-    The full interaction of persons and workers yields a
     significant, complex, but somewhat understandable relationship
     to shop travel.

-    Income and vehicles were not effective in combination with
     number of persons, either as main effects or in full cross-
     classification.  Unlike preceding analyses that found
     significance in income or vehicles alone, these analyses
     eliminated most effects of colinearities between persons and
     those variables, and failed to establish effects of those
     variables keeping other variables constant.

Analysis of Home-Based School Productions

This analysis considers home-based school travel by persons age 5
to 18, with the intent of capturing K-12 school travel only.  The
travel survey has other trips coded to school, including adults
dropping kids off at school or day-care, and (apparently) some
college and trade school trips by adults.  A mode choice/auto
occupancy model for school travel can add adult drivers of children
implicitly, since they are consequential to the mode choice
decision made by or for the child.

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DKS Associates

The most obvious causal variable of school trip production is the
number of children enrolled in school.  In the survey, the closest
representation of this is the number of school-age persons. 
School-age persons are taken as those age 5-17. (The slight
disagreement with the age limit for the trip will be reconciled in
a final analysis.) A number of other, less direct, variables are
examined as well.  The estimated mean productions by classification
are shown in Table 26.


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Table 27 introduces a cross-classification of workers by persons
because of this classification's identification of non-workers in
relation to the whole household.  Because the number of nonworkers
is constant along diagonals, the full cross-classification is more
appropriate than the main effects.

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DKS Associates

Table 27
Estimated Home-Based School Trip Productions
Persons x Workers
(Full Cross-Classification)
                              Workers in Household
     Persons in
     Household           0         1         2        3         4+
                            Sample Size (Households)
          1            245       491         0        0         0
          2            360       400       605        0         0
          3             36       228       272       78         0
          4+            16       344       340       71        21

                       Mean Productions per Household (all modes)
          1            0.00      0.00      N/A       N/A       N/A
          2            0.04      0.18      0.00      N/A       N/A
          3            0.72      0.82      0.65      0.19      N/A
          4+           1.56      1.85      2.28      2.00      0.81


A comparison of the alternative cross-classification schemes for
home-based school trips is shown in Table 28 including the F-tests
of each of these classifications.  All of these classifications
show a significant relationship to school travel, some much more
than others.  As expected, the number of school-age persons shows
the most distinction among rates and explained variance.  Persons
and Persons x Workers exhibit strong relationships.  Income and
number of vehicles show moderately significant relationships,
apparently from their colinearities with the number of persons.

These statistics support the expectation that the number of school-
age persons in the household is the primary determinant of school
travel.  If not available, then other variables can provide
reasonable, though indirect, indications.

Additional tests, normalized to the number of school age persons,
were made, but are not discussed in detail here.  One result of
interest is that a non-linear classification model by schoolage
persons is not proven significant compared to a fixed rate of 1.45
trips per school-age person. (Significance of F = 52%.) This means
that for model application, a one-dimensional distribution (or even
zonal totals) of school-age persons may be used that is independent
of the classification systems chosen for the other trip purposes.

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Analysis of Home-Based Other Productions

In this analysis, home-based other travel covers all home-based
travel that is not for the purpose of work, shopping, school, or
college.  Because home-based other travel is a catch-all for
numerous actual purposes of travel, there is not one overwhelmingly
obvious causal variable.  A number of variables are here tested to
identify primary variables.  The estimated mean productions by
classification are shown in Table 29.

A comparison of the core variables for home-based-other trip
productions is shown in Table 30 including the F-tests of each of
these classifications, relative to no classification at all.  All
of these classifications show a significant positive relationship
to home-based other travel.  The total number of persons is a
strong indicator of home-based other travel, but the number of
persons age 5 and up shows even more distinction among rates and
more explained variance.  This is understandable given that person
trips are counted only for persons age 5 and up.  Income and number
of vehicles show positive but less-strong relationships, apparently
from their colinearities with the number of persons.

These statistics support the expectation that the number of persons
in the household is the primary determinant of home-based other
travel, preferably where the persons that qualify as trip makers
are also used as the classification variable.  If not available,
then other variables can provide a reasonable, though indirect,
indication.

To explore additional effects upon shop travel, further
explorations in Tables 31 through 40 are normalized to the number
of persons age 5 and up in the household, so the production rates
are trips per person (age 5 and up).  Normalizing in this manner
makes the cell means more equal, permitting the testing for subtler
effects, and it reduces the tendency for larger households from
dominating the measurement of those effects.  Note that 'sample
size' is actually numbers of persons age 5 and up, rather than
households. (In the ANOVA analysis, the trips by all household
members are still "bundled" together; greater variance is expected
of trips by each respective person.)

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DKS Associates

Special definitions for two-way cross-classified analyses are given
above in the Home-based Work analysis.  "Persons" and "per person"
are understood to mean persons age 5 and up, unless stated
otherwise.


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The cross-classification above in Table 33 reveals an interaction
between persons and workers.  The most apparent implication is that
workers tend to engage in less non-work out-of-home activities than
non-workers.


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DKS Associates

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The sparse sample sizes in some cells in Table 35 account for some
of the "bumpiness" of the mean productions across the rows and
columns. (Recall the sample sizes must be divided by the number of
persons to obtain actual households).


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Table 37
Estimated Home-Based Other Trip Productions 
Persons x Vehicles
(Full Cross-Classification)

                        Vehicles in Household
     Persons in     0        1        2        3         4+
     Household             ("Sample Size" (Persons)
          1         79     537      119       34        12
          2         48     650     1764      640       254
          3         15     219      690      489       279
          4+         0     161      845      596       530

                    Mean Productions per Person (all modes)
          1         0.96   1.23    0.96      0.79      2.00
          2         0.85   1.21    1.23      1.33      1.22
          3         0.53   1.31    1.47      1.21      1.06
          4+        N/A    1.34    1.33      1.16      1.24


The persons x vehicles model of Table 37 has an empty cell and the
sparse sample sizes in cells representing a large shortage or
surplus of cars to people, and has 'bumpiness" across the rows and
columns.  Zero-car households appear to produce less home-based
other trips than others; for the others, little trend is evident.

A more detailed test of household composition upon home-other trip
production follows in Tables 38 and 39.  It is a two-way
classification of workers and the presence of children under 5. To
simplify the analysis, persons are not used as a classification
dimension, but the trips are still per person (age 5 and up).

The test in Tables 38 and 39 also implies that workers make fewer
home-based other person trips than non-workers.  It also found that
children under 5 (the household members not included as person-trip
generators) are related to the travel of the other household
members.

F-tests of the normalized home-other classification models appear
below in Table 40.

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DKS Associates

Table 38
Estimated Home-Based Other Trip Productions
Workers + Presence of Children Under 5
(Main Effects, adjusted for interaction)
                                       "Sample Size"   Production per
      Variable       Classification     (Persons)     Person (all modes)
        Mean															-												7951             1.25
+Main Effect of Worker     0            1089             +0.34
                         		1												3018													-0.05
																											2												3211													-0.03
                      					3													540													-0.15
																										4+													 93													-0.23
+Main Effect of Children  None          6346             -0.03
Under 5                 1 or more       1605             +0.14


Table 39
Estimated Home-Based Other Trip Productions 
Workers x Presence of Children Under 5 
(Full Cross-Classification)
                           Children Under 5 in Household
                           None              1 or