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Chapter 6: Technology
"Just as in the 19th Century, when catalogs opened
up retail markets and the railroads [transportation] made it happen,
in the 21st Century, e-commerce will expand markets and again transportation
will make it happen."
Ted Prince
Journal of Commerce
2025 Visioning Session, Atlanta, GA
"Technology will not reduce the need for travel, but change its
nature and purpose and allow us to meet higher customer demands."
William W. Millar, President
American Public Transportation Association
2025 Visioning Session, Saint Louis, Missouri, June 13, 2000
"The PNGV showed us that partnerships work.
We need to have more public-private partnerships on fuels,
vehicle design, road design, mobility, transit, and intermodalism."
Curt Magleby
Ford Motor Co.
2025 Visioning Session, Mar. 29, 2000
Dramatic developments in advanced technologies have been the single greatest
factor influencing changes in transportation during the past 25 years. In 1975, most of
America's transportation infrastructure rested on technologies that were, in some cases, almost a
century old. Since then, technology has quietly and thoroughly transformed the nation's
transpor-tation systems. We have harnessed the awesome power of technology to improve the
safety, capacity, and efficiency of our transportation system. While vehicles and their
guideways might appear relatively unchanged, internal changes are occurring rapidly. For example,
in personal vehicles, microchips regulate engines; new technologies control the braking
systems; and electronic tuning ensures cleaner engine burn. Additionally, vehicle
components, materials, and systems are safer than they were 10 years ago. Flame-retardant materials
have replaced flammable padding in cars, buses, trains, and airplanes; and a new generation
of reinforced plastics has replaced conventional structural materials.
Communication, information, and Global Positioning System (GPS)-based navigation are enabling efficient
and safer travel. In aviation, aircrafts continue to become
quieter, more efficient, and environmentally friendly; and
tracking systems have revolutionized the freight industry.
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Of the top 20 engineering
breakthroughs of the 20th century, five were transportation
related: the automobile, No. 2; the airplane, No. 3; the Interstate
highway system, No. 11; space exploration, No. 12; and petroleum
and gas technologies, No. 17 (electrification was No. 1).
National Academy of Engineering National Engineers' Week 2000
February 2000
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As infrastructure nears capacity, particularly in our urban areas,
technology is helping to support continuing and growing demands. Advances
in technologies for all modeshighways, transit, rail, air, maritime,
and pipelinespromise to make our transportation system safer, more efficient,
and environmentally friendly. Some of these technologies are described
below.
- New information and communications systems have
already transformed planning, design, development,
maintenance, management, and control of our nation's
transportation system. On our highways, video-monitored
intersections and synchronized traffic lights are improving
safety, capacity, and efficiency of urban and corridor travel.
Positive Train Control systems have a similar potential to
reduce collisions and improve efficiency by using the satellite-based GPS to monitor rail traffic.
Travelers with computer terminals can conduct instant travel planning,
reservations, ticketing, and rerouting through Internet connections for many kinds of trips and travel.
Electronic tagging technology is used for diverse applications, such as automated
toll collection on turnpikes and the automatic identification of freight train contents.
- Advanced material and structural technologies have led to new, environmentally
safe, and corrosion-resistant materials with high structural strength (e.g., geosynthetics
and fiber-reinforced composites) used in building safer vehicles. Other physical
infrastructure improvements include durable recycled pavements and composite wrapping materials
to reinforce older structures. New kinds of superconducting and magnetic materials
may make high-speed ground transportation more attractive, and improved
high-temperature alloys could lead to the development of hypersonic and orbital craft. The emergence of
the field of nanotechnology (the building of devices and materials at the level of atoms
and molecules) opens a new world of possible technology applications and lighter
and stronger materials. For example, nanotechnology could allow for self-healing
pavements, which would prevent cracks and other road damage.
- Energy, propulsion, and environmental engineering advances provide options to
deliver improved transportation service that is less costly, more energy-efficient, and
environ-mentally safe. A variety of new power plants for personal vehicles have entered
operation on a test basis; hybrids that use gasoline-electric engines, and vehicles with
alternative-fueled engines will have particularly broad impacts. The use of alternative fuels, such
as natural gas, can reduce emissions of nitrogen oxides, energy costs, power plant
main-tenance costs, and dependence on foreign oil. Turbine-powered locomotives, now
under development, are expected to accelerate implementation of high-speed rail
corridor services throughout the country. New technology turbojet/turbofan, ramjet and
scramjet (supersonic combustion ramjet), and linear aerospike engines could transform
aviation during the next quarter century.
- Advanced simulation systems enable better evaluation of technological alternatives
and allow more informed transportation investment decisionmaking.
- Improvements in information technology will facilitate timelines and improved
data collection and dissemination.
Today's $300 billion telecommunications industry is becoming inextricably linked
with the transportation system. Transportation moves people and products,
while communications move data and ideas. The two systems provide a
link and network for billions of users across the globe and reinforce
each other's growth. GPS-aided in-car navigation and other satellite-based
services serving multimodal transportation users become possible with
real-time communication links to satellites. Geographic information
systems will use real-time data from GPS to become a major resource
for planners of future transportation systems.
The following sections provide a detailed description of past and future
technological advances in GPS; Intelligent Transportation Systems (ITS); high-speed ground
transportation; and railroad, aviation, and maritime system technologies.
Global Positioning Systems
GPS is a fully operational, worldwide, all-weather, satellite-based navigation
system originally developed in the 1970s. The system has three
parts: the space segment, the user
segment, and the control segment. The space segment consists of 24 satellites, each in its
own orbit, 11,000 nautical miles above the Earth; the user segment consists of receivers, which
can be handheld or mounted in a car; and the control segment consists of ground stations
(five, located around the world) that ensure the satellites are working properly [The
Aerospace Corp. 1997]. GPS receivers receive these signals, measure the relative arrival times, and
from these, compute the user's position. Using signals from at least four satellites, a GPS
receiver can determine three-dimensional geographic coordinates. The United States provides
free GPS service worldwide.
GPS began with the first satellite launch in 1978 and was completed by 1994 with the
deployment of the 24th satellite, creating a virtual net of satellite coverage over the entire globe
[The Aerospace Corp. 1997]. The Department of Defense (DOD) originally created GPS to
provide U.S. and Allied forces with accurate positioning information throughout the globe
[Trimble 2000]. Allied forces successfully used GPS during Operation Desert Storm to carry
out complex military maneuvers on land, sea, and in the air [The Aerospace Corp. 1997].
The commercial benefits of GPS became apparent in the early 1990s. Ground-based
radio-navigation systems were limited in their use; high-frequency radio waves could
provide accurate positioning but within a limited area; and lower frequency radio waves (AM
radio) provided coverage over larger areas but provided inaccurate positioning. With
increased global trade and development of complex logistics, the need for accurate global
positioning became more apparent [The Aerospace Corp. 1997]. The GPS solved this problem
by providing accurate worldwide satellite coverage, and today, the use of GPS in the
civil/commercial sector has grown as the accuracy of positioning information has increased.
Until recently, for national security reasons, the DOD deliberately introduced error into
the GPS signal for civilian and commercial uses. This practice, termed Selective Availability
(SA), provided accuracy of GPS signals to only within 300 feet for civilian and commercial
use [USDOC 2000].
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"The same technology
that helped our troops succeed in Desert Storm will bring us safer
air travel throughout the world, improved transportation on our
roads and highways, and faster response to emergencies by rescue
vehicles. And it will help America's industries lead the world."
President William J. Clinton
President Opens Door to Commercial GPS Markets; Move Could Add
100,000 New Jobs to Economy by Year 2000 (press release)
Mar. 29, 1996
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In an effort to increase the reliability and accuracy of GPS and to
encourage its peaceful civilian use, President Clinton issued a Presidential
Decision Directive in March 1996, committing the United States to discontinue
the use of SA by 2006. But, on recommendation by the Secretary of Defense,
in coordination with the Departments of State, Transportation, and Commerce,
the Director of Central Intelligence, and other Executive Branch departments
and agencies, President Clinton announced the immediate discontinuation
of SA on May 1st 2000, increasing the positioning accuracy
of GPS to within 60 feet for civilian and commercial usage [USDOC 2000].
Differential GPS: To provide more reliable
and accurate satellite navigation for civilian transportation, the U.S.
Department of Transportation (USDOT) is implementing GPS "augmentations"
based on a technique known as "Differential" GPS (DGPS). DGPS
provides civilian and commercial users predictable accuracy of better
than 10 meters (2 drms) in the coverage area and typically better than
1 meter within 150 km of the reference station [USDOC 2000]
(figure 6-1).
A DGPS ground-based reference station continuously
monitors GPS signals; and because the position of the reference station
is precisely known, errors in satellite signals can be calculated
and corrections broadcast to area users. The users' DGPS
receivers apply the correction message to improve the accuracy of its
own position. The DGPS broadcast may also include warnings to inform users when the system
is unreliable for navigation. While it is highly accurate, DGPS relies on ground stations,
which limits its geographic coverage over large expanses of water. However, this limitation has
not prevented development of a variety of DGPSbased technologies for various
transportation applications. Maritime DGPS sites incorporate NOAA's GPS Surface Observing
Systems (GSOS) for measuring weather data and precipital water vapor measurements for forecasting.
In addition, all sites have integrated NOAA's Continuously Operated Reference
Station (CORS) equipment used for precise positioning and survey uses.
Automatic Vehicle Location (AVL) is a technology used for tracking vehicles; vessels;
and mobile assets such as trailers, containers, and equipment. Each mobile unit has a
GPS receiver that reports its position to the base station over a communications network,
allowing the base station to monitor the entire fleet and manage mobile assets. This permits
more reliable and timely logistics, more precise in-car satellite navigation, and more
effective emergency responses (see also section on Intelligent Transportation Systems).
Satellite navigation also provides unprecedented accuracy and capabilities for mariners
and maritime transportation managers. Underwater surveying, buoy placement,
navigational hazard location, and mapping are increasingly being executed using satellite
navigation signal data. Commercial fishing fleets use satellite navigation to locate optimum
fishing locations and to track fish migrations. Quick access to accurate position, course, and
speed information will save time and fuel by providing more efficient traffic routing.
Many railroad systems are comprised of long stretches of single track. Precise knowledge of
a train's location is essential to prevent collisions, maintain smooth traffic flow, and
minimize costly delays waiting for a track to clear. Satellite navigation provides a sound
position-locating capability for rail traffic management systems, be it to manage the movement of
cars and engines in switchyards or to ensure worker safety. Current technology also allows
for fully automated train control through the use of DGPS capability, digital maps, and
onboard inertial units.
Important applications of the GPS in aviation are under development and may be deployed
in the near future. These are discussed under Keys to the Future. While we have
described transportation-related uses of GPS above, there are many other civilian uses of GPS. GPS
is being applied in the field of mapping and land surveys; construction of tunnels; location
and dispatch of police, fire, and emergency medical services; wildlife management; and the use
of GPS-equipped balloons to monitor air quality and holes in the ozone layer over polar regions.
Keys to the Future
The USDOT is carrying out three types of DGPS augmentations to meet the requirements
of transportationmaritime, land, and aviation.
The Nationwide Differential Global Positioning System
(NDGPS) is being implemented for surface transportation (maritime and land). Current coverage consists primarily of the
USCG's Maritime DGPS Service, which is fully operational. More than 30 foreign countries
also recognize the value of DGPS and have implemented surface DGPS services that conform to
the USCG standard [USDOC 2000].
The Federal Aviation Administration (FAA) is implementing GPS augmentation systems
for aviation. Together, the Wide Area Augmentation System
(WAAS) and the Local Area Augmentation System
(LAAS) will support all phases of flight. The Chicago metropolitan area's
O'Hare International and Midway airports will be the initial testbeds for the LAAS. WAAS
will provide guidance for en route flight, terminal, and approach operations. It sends
differential correction and message reliability to aircraft via geostationary earth-orbit (GEO) satellites
at the same frequency as the GPS, thus providing greater accuracy. LAAS will provide
greater accuracy in all weather conditions for the more stringent approach and surface operations.
The LAAS is intended to complement the WAAS; together they supply users with
seamless, satellite-based navigation for all phases of flight and permit the full development of
Free Flight (box 6-1) [USDOT 2000].
The USDOT, along with other federal government departments and agencies, including the
DOD, is seeking to improve GPS services through a modernization program. Future GPS
satellites will have three civilian signals: two frequencies will be prtected for radio
navigation, including aviation, and the third for nonaviation civilian uses. There also will be
new military signals [USDOT 2000].
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Box 6-1
Free Flight
Pilots today pick from a very limited set of routes and altitudes.
But, with GPS navigation, a pilot is allowed Free Flightthe ability
to select the safest and most fuel-efficient route. Through continuous
tracking of a plane's position in relation to that of other planes,
a Free Flight path can be changed manually or by computer to avoid
extreme weather conditions or the possibility of collision with
terrain or other aircraft. Tests have been conducted in the United
States and over the central Pacific, and the results have been
encouraging. Free Flight should be used by a significant portion
of the world's airlines by 2010. Benefits of Free Flight include
shorter flight times, cost savings, safer flights, lower energy
use, and less pollution.
Sources: Trimble Navigation Limited, All About GPS,
available at http://www.trimble.com/gps/index.htm, as of
Aug. 18, 2000; U.S. Department of Transportation, Federal Aviation Administration,
Free Flight, available at http://www.faa.gov/freeflight/ff-OV.htm, as of Aug.
10, 2000.
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Box 6-2
Galileo-The European 'Satellite Navigation
Initiative'
Galileo is an initiative of the European Union, in collaboration
with the European Space
Agency and the private sector, to provide a European civilian-controlled
satellite navigation system. As of today, it is still in the planning
stage with system design and development to be initiated on January
1, 2001, and deployment to be completed by the end of 2008. Galileo
provides a European alternative to GPS and will seek to achieve
interoperability with GPS for the benefit of the user community.
Galileo will operate on three levels. The global component will
provide basic positioning services of the Galileo system worldwide.
A regional component will fulfill a higher performance requirement
on a regional basis especially on a European geographic level.
The local component aims to increase the accuracy and integrity
of the service over local areas, such as airports or harbors.
The primary means for this is a local differential station, located
in a fixed and well-known position, which can then calculate the
local errors in the Galileo signals and broadcast the associated
corrections to the users.
Source: Galileo Definition Phase Initial Results,
available at www.galileo-pgm.org
as of October 5, 2000.
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This modernization should provide civilian and commercial users with both the accuracy
of DGPS and worldwide coverage. The availability of multiple signals will make the
modernized GPS more resistant to atmospheric interference. By 2015, civilian use of GPS is
projected to achieve a positioning accuracy to within 15 feet, anywhere in the world [USDOT 2000].
Intelligent Transportation Systems
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"I want 75 of our largest metropolitan
areas with a complete Intelligent Transportation Infrastructure
in 10 years. And let us make a similar commitment to upgrading
technology in 450 other communities, our rural roads, and Interstates,
as the need warrants."
Federico Peña
Former Secretary of Transportation
Transportation Research Board
Jan. 10, 1996
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ITS represents the application of advanced technologies involving information
processing, electronics and communication, and management strategies
to improve our transportation system. Benefits associated with ITS include
improved safety, increased system capacity, reduced travel times, and
improved productivity. In short, ITS is using technology to make travel
smarter.
ITS technologies can be divided into four functional areas
Metropolitan ITS, Rural ITS, Intelligent Vehicle Initiative (IVI), and
Commercial Vehicles Operations (CVO). Each of these functional areas
has a set of interlinked systems, which are discussed in this section.
The roots of ITS predate the establishment of a formal program by several decades.
The world's first centralized traffic signal control system was installed in Toronto, Canada,
in 1963. The first metered ramp was installed in Chicago on the Eisenhower Expressway
in 1963. The Federal Highway Administration (FHWA) conducted research on an
Electronic Route Guidance System (ERGS) in the late 1960s. These early efforts, however, were
isolated and costly; although some, such as ERGS, were ahead of the times.
ITS in its current form emerged only in the late 1980s. Its growth and development
were encouraged by several factors:
- The revolution in electronics and information technology generated
dramatic performance/cost improvements in computer, sensor, and communications technologies.
- Concerns over traffic congestion, traffic safety, and air quality were growing.
- There was an increasing realization that new construction alone would not solve
these problems.
- There was growing concern that European and Japanese ITS
initiatives would reduce the competitiveness of the U.S. transportation industry.

In-vehicle navigation devices (most commonly found in rental and
luxury cars) provide drivers with navigational assistance while
en route to their destination
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The most significant incentives in ITS development came from three sources:
an ad hoc public-private-academic partnership called Mobility 2000,
an independent study by the National Academy of Sciences, and a
congres-sionally requested USDOT study. The recommendations of these
groups resulted in the passage of the Intelligent Vehicle Highway System (IVHS) Act
in 1991. The act called for a "national system of travel support
technology, smoothly coordinated among modes and jurisdictions to promote safe,
expeditious, and economical movement of goods and people." The federal focus was placed on
research, development, and operational testing of ITS technologies and standards (box 6-3).
The Transportation Efficiency Act for the 21st Century (TEA-21),
which President Clinton signed into law in 1998, recognized the maturity
of many ITS-related technologies and broadened federal focus to place
an equal importance on deployment. Similarly, state and local governments,
as well as private industry, had begun deploying ITS.
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Box 6-3
Standards Development
The USDOT-led creation of a national ITS architecture and the
drafting of related standards are intended to lead to the development
of open, interchangeable systems and components. This common architecture
serves as a framework for regional ITS planning throughout the
United States, and it has become a model for similar architecture
development efforts now underway in Canada, the European Union,
and Japan.
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The growth in deployment is demonstrated through federal spending on ITS infrastructure,
which totaled $1.3 billion from FY 1991 to FY 1997 [USGAO 1997]. These
funds were primarily invested in Freeway Management Systems and Coordinated
Traffic Signal Control Systems. ITS is being deployed across the country,
and the rate of both public- and private-sector deployments appears
to be increasing.
Figure 6-2 shows the actual federal funding for ITS
infrastructure from 1997 to 1999 and targeted funding through 2003 under
TEA-21.
Between 1991 and 1999, ITS technologies, such as electronic toll collection and
freeway monitoring systems, were increasingly deployed throughout the country.
Figure 6-3
illustrates the deployment of ITS technologies among the 78 largest metropolitan areas with
ITS deployments. Early testing, such as the TravTek test in Orlando, Florida, during 1991
and 1992, and ADVANCE in Chicago, Illinois, led to niche deployment of in-vehicle
navigation systems. During this same period, the Internet became a global phenomenon, and civilian
use of the GPS became available and affordable.
The following subsections discuss the first 10 years of ITS research, testing, and
deployment, from 1991 through 2000.
Metropolitan ITS: Metropolitan ITS infrastructure is made up of nine major
components, including Arterial Management Systems, Freeway Management Systems, Transit
Management Systems, Incident Management Systems, Emergency Management, Electronic Toll
Collection (ETC), Electronic Fare Payment, Highway-Rail Intersections, and Regional
Multimodal Traveler Information.
Table 6-1 shows these various components of Metropolitan ITS
and their benefits.
Arterial Management Systems involve the use of roadside devices, communications
equipment, and specialized software to improve traffic flow along local roads and arterials
(non-freeway roadways). Primary focus is on traffic signal control to alleviate congestion;
secondary emphasis is on signal pre-emption or prioritization for emergency and transit vehicles
and intersection monitoring. The signal pre-emption technology, where a traffic signal turns
to green as a transit bus approaches the intersection, can reduce travel times by up to 30
percent [Hagler Bailly 1999].
Figure 6-4 shows the number of metropolitan areas where different
types of traffic signal control technologies are deployed.
Freeway and Incident Management Systems include ramp metering programs, freeway
surveil-lance systems, incident response systems, and information display or
communications systems (e.g., variable message signs and highway advisory radio). Ramp meters are
traffic signals on freeway entrance ramps that supply traffic to the freeway in a measured
or regulated amount. The number of cities with ramp metering has remained fairly
constant during the decade (22 of the largest 78metropolitan areas employ ramp metering)
(figure 6-5), but the number of ramps that are metered has increased. Surveillance systems, such as
loop detectors and video cameras, became widely deployed on the freeways during the 1990s
(figure 6-6). As the decade ended, a few localities also were beginning to provide
video surveillance at major intersections to reduce the incidence of red-light running.
The acceptance of automated enforcement technology, while still controversial, has grown
as the limited use of automated traffic signal enforcement has shown large benefits. For
example, Fairfax City, Virginia, showed a 35 percent reduction in red-light running incidents
after installing enforcement systems.
Transit Management Systems were deployed in the 1990s by many large and small
transit agencies. Typical systems included AVL and Computer-Aided Dispatch (CAD) systems.
These systems date back several decades, but in the 1990s, GPS became the primary
location technology, due to its general reliability and decreasing cost. These systems
delivered improved service reliability, improved operator visibility into problems, and
enhanced security. A 1996 study found that 22 transit agencies had equipped 7,000 vehicles with
AVL, and another 47 agencies were in the process of securing AVL systems. The passage of
the Americans with Disabilities Act (ADA) also guaranteed increased demand for AVL and
CAD systems, as well as for communications, auto-matic stop
annun-ciation, and other technologies [McGurrin 2000].
Electronic Toll Collection (ETC) deploys
various communication and electronic technologies to support the
auto-mated collection of payment at toll plazas and other
collection points. ETC is among the most successful
ITS applications
(figure 6-7). Since the first electronic
toll system was installed in New Orleans in 1989, more than 100 facilities in 39 areas
have installed ETC systems, and the number of vehicles equipped with radio frequency toll
tags has grown to more than four million. The Oklahoma turnpike has estimated that
the operating cost for an electronic toll lane is less than one-tenth that of a standard lane.
The Triborough Bridge and Tunnel Authority found that the increased throughput of ETC
lanes has shortened the evening congestion period by 90minutes on the Verrazano Narrows
Bridge [Shibata & French 1996].
Electronic Fare Payment systems were tested or deployed by a number of transit agencies
during the 1990s. Although only a limited number of systems have been deployed, the rate of
deploy-ment is expected to increase because reliable and fast systems are now available.
These systems reduce operating costs (due to reduced cash handling), can aid in
passenger counting, and are convenient for passengers. This convenience is expected to increase as
the payment systems become integrated with other applications and one card
can be used for many purposes.

Advanced Traffic Management Centers (TMCs), such as this one in
Atlanta, Georgia, allow traffic engineers and operations personnel to
proactively manage the freeway and arterial street systems while
providing a comprehensive source of real-time traffic data for traveler
information systems.
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Regional Multimodal Traveler Information is being
supplied by several transit agencies that have started using
traveler information kiosks and Internet sites to provide
schedules, expected arrival times, expected trip times, and route
planning services to patrons. Also, several traffic
management centers are providing current traffic conditions and
expected travel times using similar approaches. These
services allow users to make a more informed decision for
trip departures, routes, and travel. They have been shown to increase transit usage and may help to reduce congestion
when travelers choose to defer or postpone trips or select alternate routes.
Traveler information via the Internet went from nonexistent in 1990 to widespread
deploy-ment by 2000. Today, nearly every state provides highway construction and/or road
closure information via the Internet (box 6-4). Thirty-five of the 75 largest cities make
real-time freeway traffic information available [Gordon 1999].
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Box 6-4
ITS and the Internet
The Internet will play an increasingly important role in disseminating
traveler information. Currently, the Internet is used primarily
for semiautomated information exchange, in which people use a
browser to pull information on traffic conditions and transit
schedules from an automated server. The next major stage in the
evolution of the Internet will be support for fully automated
information exchange. This will be supported by the widespread
availability of high-speed Internet access; low-cost, adequate
security; and new standards. These trends will increase the utility
of Internet-based real-time and predictive traffic information,
both between agencies and consumers, with benefits also provided
to commercial vehicle operations, fleet management, and intermodal
freight tracking.
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Rural ITS: Rural travelers need the same basic ITS services required by urban travelers,
but the priorities are different. These priorities and needs
reflect the conditions in rural localities:
generally longer local travel distances; lower traffic volumes; longer emergency
response times; sparse and patchy telecommunications infrastructure; and a dispersed system
with high unit costs for service delivery, operations, and maintenance.
As a result, there is an emphasis on weather and road condition
information for all rural highway users and on the use of
automatic vehicle location and computer-aided
dispatch systems for rural transit and paratransit services.
Automated collision notification and mayday services
are already operational in some areas. Improving traveler information in National Parks also
is an important initiative under Rural ITS.
Table 6-2 shows the major components of Rural
ITS and their benefits.

State and local departments of transportation make use of the Internet to
provide real-time traveler information to the public. Dynamic Web pages
are linked to advanced traffic management systems to display real-time
travel speed, incident and road construction information.
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Intelligent Vehicle Initiative: Following the successful
testing in 1997 at San Diego, California, the federal Automated
Highway System program became the Intelligent Vehicle
Initiative, with a focus on implementable, near-term safety improvements.
Automated highway research, such as the
California Department of Transportation-supported research into
fully automated vehicle operation, continued at a lower level.
Three important sets of technologies under this initiative are discussed below.
In-Vehicle Navigation and Dynamic Route Guidance (using real-time traffic
information) can provide turn-by-turn instructions to guide travelers to their destinations
and support travel-related services (gas stations, hotels, and parking).
Within a few years, navigation systems will be able to incorporate data
on traffic conditions in real-time and adapt the preferred route accordingly.
This system may incorporate the use of GPS antennas and receivers, Liquid
Crystal Display (LCD) panels, Compact Disk-Read Only Memory/Digital
Video Disk (CD-ROM/DVD) players, communications hardware, driver interface
units, map databases, and route optimization programs. These technologies
have established a niche in the rental car market and in some higher-end
car models, but their use is spreading with the increasing accuracy
and falling costs of component technologies [Proper 1999].
Collision Avoidance and Warning Systems are expected to improve highway safety by
reducing the number of crashes. Collision avoidance includes several user services, such as
Intelligent Cruise Control, Rear-End Crash Avoidance, and Road Departure Avoidance. Each of these
is described in detail in Chapter 3 under Highway Safety.
Mayday and Security Systems combine wireless communications and positioning
information to enhance driver/passenger safety. The Mayday System enables the driver (or vehicle)
to notify emergency services immediately in the event of an accident. As an added
feature, travelers can contact roadside assistance, request navigation assistance, and track a
stolen vehicle. Typical systems consist of in-vehicle hardware and a monthly service charge.
Applicable hardware includes GPS antennas and receivers and communications
hardware [Hagler Bailly 2000].
Commercial Vehicle Operations (CVO): The ITS/CVO initiative is expected to
improve administrative efficiency, highway data collection, and safety, and also reduce operating
costs of commercial vehicles. Currently, ITS/CVO covers three areas of state motor
vehicle regulations. These are discussed below.
Electronic Screening can result in reduced congestion at weigh and inspection stations
by allowing safe and legal carriers to bypass without stopping. Roadside electronic
screening allows authorities to concentrate on greater percentages of potentially unsafe vehicles.
Safety Information Exchange Programs will assist in improving the safe operation of
commercial vehicles. These programs will provide inspectors with better access to safety
information, increasing the number of unsafe commercial drivers and vehicles removed from the highway.
On-board monitoring of cargo can alert drivers and carriers of potential unsafe
load conditions.
Credentials Administration will support in-house administrative functions and can
provide savings to state and administrative agencies. Electronic credentialing can improve the
time required for states to approve operating permits. Data warehouses can facilitate the
exchange of credentials data between agencies and states.
Keys to the Future
By 2010, high quality, real-time travel information will be generally available for urban
and heavily used Interstate routes, usually via wireless receivers. By 2025, real-time
transportation management will be a reality, with highways and transit not just monitored, but
proactively managed. For example, traffic control strategies will be closely coordinated to
prevent alternative routes from becoming congested after a primary route becomes congested.
By 2025, improved sensors, sophisticated algorithms, and more powerful computers will
yield systems that greatly improve driver situational awareness, vehicle controllability,
and crashworthiness, as well as sense driver incapacitation due to fatigue, alcohol, drugs, or
any other cause. Voice recognition for various functions will minimize problems caused by
driver inattention resulting from distraction or other factors. Full integration of these systems
into vehicle design, coupled with external inputs regarding weather, road conditions,
intentions, or status of nearby vehicles, and other safety advisories, will extend the dramatic decline
in fatality and injury rates that began in the early 1970s.
Open standards-based traffic management equipment now in development will
support interoperability, which will promote new entrants and encourage development of
new technologies. Today's cluster of intelligent transportation vehicles and travel planning
and information services will be integrated in new vehicles with smart
driver-operator technologies, in-car sensors, on-board emission management systems, and links to
wayside information infrastructure. Advanced multispectral sensors, distributed
microprocessors, communications, tracking technologies, and traffic information displays in urban
traffic management centers will improve safety, enable more efficient use of limited
infrastructure capacity, relieve congestion, and lessen the environmental impacts of transportation.
Travelers will benefit from integrated trip planning, scheduling, and routing optionsthe
result of in-car navigation and information systems that are linked directly into the
vehicle's electronics systems to provide maps, weather data, traffic conditions, and
alternative routes.
With the improvements made possible by ITS deployment, the passenger automobile
probably will continue to dominate transportation in the United States. However, the passenger
car will go through some marked changes over the next 20 to 30 years. More
fuel-efficient gasoline powered cars will be joined by hybrid diesel-electric vehicles, alternatively
fueled vehicles, and fuel cell powered vehicles. The market for automobiles may partition, based
on trip lengths and purposes. Electric cars and station cars, powered by advanced
or conventional electric batteries, as well as solar-powered and people-powered
personal vehicles, will assist commuters to perform local errands or economically reach transit
system suburban collection terminals. These will complement larger vehicles, which will be used
for longer trips, or when additional carrying capacity is needed. Both types of vehicles should
be lighter and safer than current autos, as vehicle structures use more new plastics
and composite materials.
Application of improved understanding of human performance and behavior,
vehicle crashworthiness, and biomechanics, coupled with the structural improvements noted
above, will help mitigate crash impacts substantially. However, most of the systems to
improve safety will be introduced as equipment on new vehicles. The integration of new systems on
a fleetwide basis may take 10 to 20 years from initial introduction of the technology.
The average age of vehicles in the fleet is increasing, as more solid construction and reduced
needs for maintenance permit consumers to retain their vehicles longer. Overall safety statistics
will improve, but may not fully reflect the benefits of new crash avoidance/mitigation
techniques at once.
Personal commuting and family pleasure travel will have many more real-time
travel planning, scheduling, and routing options, due to intelligent recreational vehicles,
advanced public transportation systems, and automated highway systems. The safety of personal
travel and commercial vehicle operations will be ensured by advanced incident management
and onboard collision avoidance radars, as well as intelligent cruise control. Speech
recognition software will allow drivers to make vehicles comply by asking for the change.
In-car navigation and information systems will be commonplace, integrated directly at all times
and in all weather, and small video cameras may substitute for items like rearview mirrors.
Intelligent driver trainers and simulators will be used to prepare and test for driver
licensing and sobriety testing, as well as for safety recertification.
For intercity trips, there should also be fully automated highways, allowing high-speed
auto travel with minimal driver intervention on selected routes. These may be separate
highways, or lanes on existing/expanded highways reserved for vehicles with the appropriate
high-speed control packages. The intelligent infrastructure for these highways will be
compatible with, and possibly integrated into, multimodal traffic control systems directing aviation
and maritime movements.
Public transportation systems will provide widely available, inexpensive alternatives to
the personal vehicle for shorter trips. The recent emphasis on "smart growth" and
"livable communities" will promote new human-scale developments that are designed to be served
by local circulation and transit systems. Shuttle services will link these complexes with
intercity modes for longer trips among clusters of development.
Computer dispatched paratransit vehicles serving the suburbs and elderly and
disabled passengers will integrate with, and share HOV lanes with, advanced technology urban
and intercity transit buses in more densely developed areas. Specialized and public
transit services will reach into rural and lower-density areas, linking their carless residents to
urban services. Many of these options will be powered using alternative fuels or use fuel cells.
The transit systems will profit from the technologies of the intelligent
transportation infrastructure, with safety and performance improvements in bus vehicle maneuvering,
merge collision avoidance, forward collision avoidance, and docking. Automatic vehicle
location systems will be commonplace, with positions monitored from metropolitan scale
traffic management centers. Real-time information on actual bus positions and schedules should
be readily available to potential riders. With an increasing number of elderly riders,
these systems will exemplify the "human centered design" concept.
High-Speed Ground Transportation
High-speed, ground transportation is a self-guided intercity passenger transportation
mode that is time-competitive with air and/or auto for trips of 100 to 500 miles. This form
of transportation has been a prevalent phenomenon outside of the United States, with the
French National Railways' TGV, Germany's ICE train, and Japan's Shinkansen train having
long been leaders in high-speed ground transportation.
From the mid-1950s to the mid-1970s, intercity passenger trains lost more than three-fourths
of their traffic base; high-speed services such as the multiple fast schedules between
Chicago and the Twin Cities disappeared, and much of the passenger infrastructure deteriorated
or was scrapped. Amtrak, which was created in 1971, was establishing itself from the
passenger services, equipment, and facilities it had inherited from its predecessor railroad
companies.
In 1975, corridor-type passenger service with top speeds of 90 miles per hour (mph) or
greater existed on the Northeast Corridor main line, on two Northeast Corridor extensions, and
on former Santa Fe Railway trackage in Southern California. However, no federal funding
was available or proposed for high-speed rail corridors beyond the Northeast Corridor main
line.
Under the High-Speed Ground Transportation Act of 1965, a partnership between
the federal government and the Penn Central Transportation Company had
created two major demonstrations of incremental high-speed rail technology
later operated by Amtrak:
- Metroliners, which offered schedules of three hours between New York City and
Washington over old tracks and other fixed facilities; and
- Turbotrains, which provided a somewhat improved service between New York and
Boston over the antiquated former New Haven Railroad.
In 1975, the Northeast Corridor main line was about to receive what amounted to nearly
$3.3 billion (by the end of 1980s) in federal fixed-facility investments to implement
the recommendations of the Northeast Corridor Transportation Project for improved
high-speed rail service between Washington, New York, Boston, and intermediate points [USDOT
FRA 2000b].
High-speed service also was offered on two analogous routes in the 100- to 150-mile
range, each linking a state capital with the state's largest city. The first ran over 104 miles of
former Pennsylvania Railroad trackage between Philadelphia and Harrisburg, Pennsylvania.
The second covered 145 miles of former New York Central Railroad trackage between New
York City and Albany, New York. A third line in California, Santa Fe's 129-mile Surf Line,
provided 90-mph service between Los Angeles and San Diego [USDOT FRA 2000b].

The Acela train, capable of reaching speeds of 150 mph, will provide
an unprecedented high quality of service within the Northeast
Corridor.
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The federally funded Northeast Corridor Project provided the WashingtonNew
YorkBoston main line with a largely new infrastructure. The project
realigned curves; upgraded track structure, including concrete ties;
installed a new train control system with centralized traffic and electrification
control; renovated stations; built new equipment shops; eliminated most
highway grade crossings; and installed a new electrification system
between New Haven and Boston, permitting fully electrified operation
along the BostonWashington right-of-way.
The original Metroliners and Turbotrains have been replaced
by a new generation of locomotive-hauled trains. A third
generation of Acela luxury equipment is in service on the Northeast Corridor.
Reliable daily operation achieves 150-mph top speeds [USDOT
FRA 2000b].
Progress also occurred on the two high-speed extensions of
the Northeast Corridor. In the 1990s, New York State, Amtrak, the localities, and the
federal government invested nearly $300 million in upgrading and re-equipping the Albany to
New York portion of the Empire Corridor.
California, meanwhile, made significant investments in the Los Angeles to San Diego
Surf Line as part of a program in the 1990s to upgrade and re-equip its entire Amtrak
network, including lines linking Southern California, the Central Valley, the Bay Area, and Sacramento.
About two-thirds of this $2 billion investment was state financing; the rest came from
Amtrak, the localities, the freight railroads, and various federal sources. California plans a
$300 million additional investment early in the 2000s [USDOT FRA 2000b].
Today, high-speed ground transportation options fall into three groups: accelerated
rail service over existing railroads (Incremental High-Speed Rail [HSR]), new high-speed
rail systems (New HSR); and magnetic levitation (Maglev), in order of increasing
performance capabilities and initial cost (box 6-5).
The 1998 TEA-21 transportation legislation authorized a Magnetic Levitation
Transportation Technology Deployment Program with $55 million for high-speed Maglev
construction planning and up to $950 million authorized for construction of a single Maglev
project [USDOT FHWA 1998]. In 1999, the federal government initiated a competition to select
the best Maglev project for the purpose of demonstrating the use of Maglev technology,
with selection slated for 2001 and design and construction for 2002 [USDOT FRA 2000a].
Incremental HSR has shown significant evolution since 1975 and is poised for still
more expansion in the 21st century. In the 1990s, sizable federal commitments were made for
HSR development outside the Northeast Corridor main line. The transportation
reauthorization bills of 1991 and 1998 had established and expanded a program to federally designate
high-speed corridors
(figure 6-8). Among the corridors that had applied for designations
and future funding as high-speed corridors as of early 2000 were lines between Chicago
and Cleveland; Cleveland, Columbus, and Cincinnati, Ohio; and Boston, Massachusetts,
and Portland, Maine.
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Box 6-5
Types of High-Speed Ground Transportation
Incremental HSR consists of upgraded
intercity rail passenger service on existing railroad rights-of-way,
most of which belong to the freight railroads. Incremental HSR
options may have top speeds ranging from 90 to 150 mph and may
be electrified (powered by electricity distributed to locomotives
through overhead wires) or non-electrified (powered by on-board
generators).
New HSR represents advanced steel-wheel-on-rail passenger
systems on largely new rights-of-way.
Through a combination of electrification and other advanced components, expeditious
alignments, and state-of-the-art rolling stock, new HSR can attain maximum practical operating speeds on
the order of 200 mph. However, because the trains are still able to operate on existing track,
new HSR can combine new lines with existing approaches to urban terminals. The ability to
operate over existing rights-of-way at their prevailing speeds, as well as on new routes, means that
service can be extended beyond the New HSR line to other cities.
Maglev is an advanced transport technology in which magnetic forces lift, propel, and guide
a vehicle over a specially designed guideway. Using state-of-the-art electric power and
control systems, this configuration eliminates the need for wheels and many other mechanical
parts, thereby minimizing resistance and permitting excellent acceleration, with cruising speeds on
the order of 300 mph or more. This high performance would enable Maglev to provide air-
competitive trip times at longer trip distances than other high-speed ground transportation options.
Source: U.S. Department of Transportation, Federal Railroad Administration,
High Speed Ground Transportation for America
(Washington, DC: September 1997).
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The 1990s also saw a renaissance of technology development for HSR. This Next-Generation
High-Speed Rail Development Program addressed specific subsystems for
enhancing the safety and affordability of HSR. These systems included:
- turbine-powered high-speed locomotives,
- radio-based positive train control,
- new cost-effective grade crossing solutions, and
- better riding, lower cost track and structures.
Keys to the Future
If state and Amtrak interest in high-speed rail continues to grow, then corridors in
many regions of the nation could provide significant high-speed train service by 2025. In
particular, by 2025, all of today's designated corridors would have Amtrak service at 90 mph or better.
These corridors will bring high-speed rail service to 150 million people living in
metropolitan areas, nearly 75 percent of the metropolitan population. There could also be other lines,
such as the additional Chicago Hub lines under consideration by the Midwestern
consortium, parts of the Texas Triangle, or one or more of the lines for which designation
applications were pending as of December 31, 1999.
To the extent that high-speed rail takes hold, the public would obtain benefits from
airport and highway congestion reduction and from reduced air pollution. The extent of
these benefits for a group of eight illustrative corridors is analyzed in a federal report,
High-Speed Ground Transportation for
America [USDOT FRA 1997].
By 2025, the next generation HSR technologies will mature to support reliable,
cost-effective systems with superb service quality:
- nonelectrified corridors working at 125 to 150 mph,
- train control in place nationwide for productivity and safety,
- virtually all crossings eliminated on rail routes with significant traffic, and
- infrastructure delivering superb ride quality at low cost.
HSR's inherent advantages, particularly its connectivity with commuter rail and urban
transit systems, could be fully realized, offering
seamless transportation to a growing clientele.
HSR investments can yield significant benefits
in terms of transportation production. For example,
in the Northeast Corridor, traffic growth estimates
project that high-speed rail will generate 3.5
billion passenger-miles annually by 2025, up from about
1.1 billion in 1975 and 1.7 billion in 2000
(figure 6-9).
The High-Speed Ground Transportation for
America report shows the expected growth in annual
passenger-miles for typical corridors outside the Northeast
Corridor main line
(figure 6-10).
The first Maglev project in the United States could
be operating in revenue service by 2010 if funds
are appropriated. Beginning with a short
demonstration, it could point to longer intercity systems in very
high- density corridors. In fact, the High Speed
Ground Transportation for America report found that Maglev could have the potential to bring
about public-private implementation partnerships in the nation's two highest density corridors:
the Northeast Corridor and California. Maglev could capture two-fifths of the existing
airline market in California and generate almost six billion passenger-miles by 2025. In
the Northeast Corridor, Maglev could capture about two-fifths of the remaining air market in
the Northeast Corridorabout half the New York-Washington air/rail traffic currently
uses Amtrakand would generate about five billion passenger-miles per year in 2025.
It also is possible that Maglev would induce a heavy volume of completely new traffic,
given the unusually short travel times it would permit between the major Northeast Corridor cities.
By offering a new level of ground transportation service, a 300-mile-per-hour Maglev
system in a major corridor would divert significant traffic from existing airports and highways.
This would result in reduced congestion delays and emissions and would also reduce the need
to expand air and highway facilities.
Railroad System Technologies
Over the last quarter century, the traffic on our railroad system has continued to increase,
both for passenger travel and freight movement. However, the extent of the rail system has
not changed substantially, which has led to congestion on the system and caused
safety-related concerns. Use of advanced communication, information, and navigation technologies
can help enhance efficiency, capacity, and safety of the existing railroad system.
Typical railroad locomotives produced in 1975 were 3,600 horsepower diesel-electrics
with direct current (DC) traction motors [USDOT FRA 2000c]. Continuous welded rail was
just entering into widespread application, and wooden ties were used under all trackage.
The typical freight car had a 70-ton carrying capacity, although 100-ton cars had just
been introduced; all freight cars were made of steel. Unit trains were operated on only a
limited number of routes. Only about one-third of the track network was signalized, and
microwave radio communications systems had been installed primarily on the western railroads
[USDOT FRA 2000c]. Improved understanding of train-track interactions was just emerging,
and typical, state-of-the-art rail safety technology entailed improved visibility of locomotives
and audible horn signals at intersections.
More than half of the nation's intercity passenger service had been discontinued four
years earlier. Amtrak, successor to the private railroads for intercity passenger service,
was purchasing locomotives that could be readily put into freight service when passenger
train service ended. Self-propelled, electric Metroliner cars were in use on the Northeast
Corridor, and a few Turbotrains were in service for medium-speed runs on a few passenger
corridors, but these required excessive maintenance.
Today, typical locomotives produced are 6,000 horsepower diesel-electrics with
alternating current (AC) traction motors. The typical freight car has a 125-ton carrying capacity,
and larger cars are being considered; many of the new freight cars have aluminum car bodies.
Continuous welded rail is in place on virtually all mainlines, and concrete ties have
been installed on the heaviest density lines. Additionally, half of the rail network is
now signalized. Unit trains carry nearly half of the freight revenue ton-miles.
Amtrak has invested in new, high-speed trainsets that are capable of providing
150mph service on the Northeast Corridor between Washington and Boston [USDOT FRA 2000c].
A number of states, including California, Illinois, Michigan, New York, North Carolina,
Ohio, Oregon, Virginia, Washington, and Wisconsin are establishing high-speed
passenger corridors on existing rail lines. States also are increasingly pursuing the development of
new high-speed corridor services to reduce congestion on highways and at airports. The result is
a greater combination of freight and passenger trains on common tracks, raising new
safety concerns.
A key solution for many of these issues is digital communication technologies. The
USDOT and the railroad industry are examining ways to develop Intelligent Railroad Systems
that would incorporate the newest digital communications technologies into train control,
braking systems, grade crossings, and defect detection (box 6-6). The new
communications-based train control systems are a key element in making the railroad system safer and new
intercity passenger services both safe and economically viable. New electronic sensors
and transmission systems will help railroads achieve the long sought-after goal of
advanced detection of hazardous conditions in equipment and track.
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Box 6-6
Intelligent Railroad System Technologies
Nationwide Differential Global Positioning
System (NDGPS), an augmentation of the GPS, provides one-to-two-meter
positioning accuracy to receivers. NDGPS receivers will be placed
on locomotives and maintenance-of-way vehicles, and their locations
will be transmitted back to control centers over a digital data
link communications network. NDGPS is now operational for more
than 80 percent of the continental United States and is scheduled
to be fully operational in 2004.
Positive Train Control (PTC) systems are integrated command, control, communications,
and information systems for controlling train movements with safety, precision, and efficiency.
PTC systems bring together digital data link communications networks, continuous and
accurate positioning systems such as NDGPS, on-board computers on locomotives and
maintenance-of-way equipment, in-cab displays, throttle-brake interfaces on locomotives, wayside interface units
at switches and wayside detectors, and control center computers and displays. PTC systems
will improve rail safety by significantly reducing the probability of collisions between trains, casualties
to roadway workers, damage to equipment, and overspeed accidents.
Electronically controlled pneumatic (ECP)
brakes use an electronic signal along an on-train communications
network to initiate brake applications and releases and, thereby,
permit the simultaneous application of all brakes on a train,
substantially shortening braking distance. They are an advance
over current train braking systems that use air to both power
the brakes and initiate brake applications and releases. As with
PTC, this technology already exists, but is not yet widely deployed.
Automatic Equipment Identification tags have been installed on all U.S. and Canadian freight
cars and locomotives since 1995. Electronically reading these tags enables railroads to know
the precise location of every locomotive, car, and shipment at all times.
Wayside equipment sensors can identify defects that can occur on passing trains so they can
be stopped for necessary repairs. Among the defects that can be detected by wayside sensors
are overheated bearings and wheels, deteriorating bearings, cracked wheels, derailed wheels,
and excessively high and wide loads.
Locomotive internal health monitoring systems
consist of sensors mounted on locomotive
engines; electrical, air, and exhaust systems; and fuel tanks. These sensors communicate over the digital
link network to permit real-time monitoring of locomotive performance at control centers and
maintenance facilities.
Car onboard commodity component sensors can monitor the status of the commodities
being carried and identify a number of car defects. This information can be transmitted over the
ECP brake communications channel and digital link to train crews, control centers, and
maintenance facilities.
Intelligent grade crossings use information gleaned from PTC systems to provide information
on train presence and arrival times to motorists and information on a vehicle stalled in the middle of
a grade crossing to railroad control centers. This information could dramatically reduce
grade crossing collisions nationwide.
Intelligent weather systems, combining a network of local weather sensors and instrumentation
with forecast data, will alert train control centers and crews of hazardous weather and the potential
for dangers such as flooding, track washouts, or avalanches.
Tactical traffic planners produce plans showing when trains should arrive at each point on a
rail line, where they should meet and pass, and which trains should take sidings. These plans
complement the activities of PTC systems.
Strategic traffic planners serve as the highest-level real-time control system in the PTC
control hierarchy, analyzing schedule and performance data to maximize safety and efficiency.
Freight car reservation and scheduling
systems allow customers to reserve freight car capacity
and routing, allowing railroads to better schedule their cars. These systems, similar to airline
reservation systems, reduce shipping of empty cars, and reduce delays to loads and empties at
intermediate yards. They also reduce fleet size requirements and improve asset utilization.
Source: U.S. Department of Transportation, Federal
Railroad Administration, Working Paper on Railroad System Technology,
draft, Washington, DC. March 2000; personal communication, Federal Railroad
Administration, Office of Railroad Development, October 2000.
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Aviation Technology
The U.S. National Airspace System (NAS) is the largest, busiest, most complex, and
most technologically advanced aviation operation in the world (box67). The FAA provides
the NAS infrastructure to support all air operations within the United States and certain
ocean regions. FAA responsibility extends from air traffic control (ATC) to aviation safety
and security and international coordination.
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Box 6-7
What is NAS?
The National Airspace System (NAS) is a complex collection of
facilities, systems, equipment, procedures, and airports. It includes
more than 18,770 airports, 21 air route traffic control centers,
194 terminal radar approach control (TRACON) facilities, more
than 467 airport traffic control towers, 76 flight service stations,
and approximately 4,533 air navigation facilities. More than 34,000
pieces of maintainable equipment, including radars, communications
switches, ground-based navigation aids, computer displays, and
radios are used in NAS operations. NAS operates nonstop, 24 hours
a day, 365 days a year.
Source: U.S. Department of Transportation, Federal Aviation Administration,
FAA Administrator Fact Book
(Washington, DC: December 1999).
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U.S. commercial aviation has been growing rapidly over the last quarter century and
is projected to grow even faster during the next 25 years. To accommodate this growth and
to enhance current safety and efficiency levels, the FAA is engaged in a comprehensive
program to modernize the ATC system. This includes replacing radar surveillance systems;
modernizing voice communication systems; and introducing enhanced automation aids, data
links, and improved weather systems.
In addition to ATC modernization (which will safely and efficiently move the increasing
air traffic and reduce congestion in the skies), new aircraft technologies are under
development that will allow better use of existing infrastructure capacity.
During the 1970s, the ATC infrastructure needed to handle this growth in demand
also needed modernization. At that time, the ATC system was a combination of
equipment, techniques, procedures, and skills that had evolved over the previous four decades. On
one hand, it was the safest, most efficient ATC system in the world. On the other hand, it was
very expensive to operate and maintain; expansion capability was limited at major airports;
and adaptability to evolutionary change was constrained.
By 1973, the NAS "En Route Stage A" Phase One modernization had been completed.
This was a decade-long program to automate and computerize the nation's en route air
traffic control system for commercial aviation. All 21 air route traffic control centers in the
United States gained the capability to automatically collect and distribute information about
each aircraft's course and altitude to all of the sector controllers along its flight path.
General aviation and military pilots still had to file flight plans at flight service stations
and military operations offices, but computers would then handle the centers'
"bookkeeping functions" of assigning and printing out controller flight strips. The new computers also
had the ability to record and distribute any changes registered in aircraft flight plans en route.
Eventually, the system was tied in with the new Automated Radar Terminal Systems
being installed at major airports. In 1975, phase two of the En Route Stage A automation
program provided controllers at the 21 air route traffic control centers with new radar displays,
which provided vital flight information, such as altitude and speed, on the screen.
During the last 25 years, the federal government has made impressive strides in its
technology planning methodology and approaches. It has encouraged NAS users (airlines, pilots,
U.S. military, and general aviation) to become part of the planning process to ensure needed
system improvements are identified early.
In 1981, the federal government released the first
National Airspace System Plan, which
resulted from an intensive 10-month study of NAS needs. The plan described a
comprehensive approach for modernizing and improving ATC and airway facilities services through 2000.
In parallel, the federal government completed the
National Airspace Review in collaboration
with industry. This study of the operational uses of the nation's airspace included
ATC procedures, flight regulations, and the airspace environment.
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"It
took 45 years to reach a world fleet of 13,000 jets. That number
should double in the next 16 years. In the 12 years from 1970 to
1982, the number of passengers carried by airlines around the world
doubled to 750 million. Sixteen years later, in 1998, that number
doubled again to over 1.5 billion passengers, more than the population
of China. And by 2016, when The Boeing Company will be 100 years
old, traffic will double again to three billion. Both airports and
the Air Traffic Management system must contend with significant
fleet and passenger growth in the years ahead."
Philip M. Condit
Chairman and Chief Executive Officer
The Boeing Company
Aviation in the 21st Century: Beyond Open
Skies Ministerial
Chicago, IL Dec. 7, 1999
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The NAS plan addressed the problems of how best to accommodate the
increasing demands for aviation services while constraining costs, recasting
the required technical framework, and replacing aging facilities. It
delineated specific improvements to facilities and equipment and described
needed research and development to support NAS. Particular emphasis
focused on terminal and en route air traffic control, flight service
stations and weather services, ground-to-air services, and interfacility
communi-cations, as well as auxiliary services.
In 1991, the annual Capital Investment Plan
was introduced to replace the National Airspace System Plan.
The Capital Investment Plan incorporated
National Airspace System Plan projects, more than 86 percent
of which had been completed or were in field imple-mentation by that time.
It also added new projects
that were identified as mission-critical. Essentially, the
CIP recognized that NAS modernization was not a
one-time upgrade of the NAS, as some had interpreted
the NAS Plan, but rather a phased implementation with
a continuing set of capital investments needed to maintain and sustain NAS performance in
an evolutionary way (which administrator Garvey
termed as "Build a little, test a little.") to meet the
continued growth of aviation and the changing aviation
business environment.
Despite the growth in air traffic, only one major new airport has been built in
the past 25 years: Denver International Airport, which opened in 1994. The expansion
of existing airports has been slowed by a variety of concerns, ranging from cost, to limited
space, to noise and other environmental considerations. To better use existing capacity, the
federal government has sponsored an aggressive investment program to carry out
the Capital Investment Plan and modernize the ATC system. As a result, major
technological improvements have taken place in NAS functional areas: communications,
navigation, surveillance, weather information, automation, and facilities and associated systems.
The advancements made in each of these functional areas are discussed below.
Communications: In 1975, the NAS was characterized by vacuum-tube-type
electronic equipment that frequently failed and was costly to maintain. In ATC communications,
leased point-to-point lines for interfacility communications were the rule. These lines were
costly and provided little flexibility. For air-to-ground communications, multiple, overlapping
radio sites and archaic switching systems in ATC facilities impeded controllers' ability to
serve system needs. Box68 shows some important communication technologies implemented
in the last 25 years.
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Box 6-8
Communication Technologies
- Interim Voice Response System: This system, installed in 24 cities by 1985,
made weather information available to pilots using a touch-tone telephone.
- Consolidated Notices to Airmen (NOTAM)
System: Activated in 1986, the Consolidated
NOTAM System collects, processes, and distributes messages to aviators throughout the United
States and abroad.
- Voice Switching and Control System/Enhanced Terminal Voice Switch: These systems
replaced older, electromechanical communications systems. They provide controllers with
faster, more reliable, and more economical computer-controlled communications with aircraft
and other ATC facilities.
- Aeronautical Data Link (ADL): Data link is intended to establish an alternative link between
pilots and controllers to relieve voice congestion and some of the problems introduced by sole
reliance on voice communications. The first phase of Aeronautical Data Link is Tower Data
Link Services (TDLS). Fifty-seven airports/terminals have been completed and operational with
TDLS as of 1997.
Source: U.S. Department of Transportation, Federal Aviation Administration,
Blue Print for NAS Modernization (Washington,
DC: January 1999).
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Navigation: The NAS relies on a system of ground-based
navigational aids. These aids cannot provide complete area navigation
throughout United States at low altitudes. While the long-term solution
is a complete conversion to satellite-based navigation with greater
reliance on GPS, there have been many interim capital investments to
sustain performance. The current aviation navigation system is comprised
of more than 4,000 ground-based systems whose signals are used by aircraft
avionics for en route navigation and landing guidance. Despite the large
number of ground systems, navigation signals do not cover all airports
and airspace. Some navigation technologies are described in box 6-9.
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Box 6-9
Navigation Technologies
- Loran-C: The USCG-operated Loran-C navigation system was adapted for civil aviation use in
1986. Loran-C became a supplementary system for aviation, and
the "mid-continent gap" in
navigation was closed in 1991 through construction of several new stations.
- Very High Frequency (VHF) Omni-Directional Radio Range: The first of a new generation of navigational aids was commissioned in 1982 to replace vacuum tubes with more reliable
solid-state equipment. By 1985, 950 sites had been upgraded. Today, this technology
remains the backbone of the nation's aviation navigation system, pending transition to
GPS-based navigation.
- Precision Approach Path Indicator: Adopted internationally in 1982 to replace the older
Visual Approach Slope Indicator, the Precision Approach Path Indicator gave pilots an
indication of the extent of their deviation from the intended glide path, rather than merely warning
that they were too high or too low. By 1997, 237 systems were installed at international
runways at U.S. airports.
Source: U.S. Department of Transportation, Federal Aviation Administration,
Blue Print for NAS Modernization (Washington,
DC: January 1999).
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Surveillance: Surveillance systems provide positional data of aircraft in U.S. airspace, on
the airport surface, and over the ocean. These are important to prevent mid-air collisions and
for safe aircraft operations. In 1975, NAS surveillance was based on a mixture of
primary ("independent") radars and secondary ("dependent") radars, called ATC radar beacons,
in the en route and terminal areas of the United States. In many areas (e.g., oceanic, remote,
low altitudes, and airport surfaces), there was no surveillance coverage. The
National Airspace System Plan envisioned that a new, secondary radar system would interrogate aircraft
transponders on an individual basis, paving the way for automatic data link air-ground
communications on the same system. This system, known as "Mode-S," has not yet been
fully implemented. Some surveillance technologies are described in box 6-10.
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Box 6-10
Surveillance Technologies
- Mode-C Intruder Capability: In 1973, the federal government required aircraft flying in
designated areas to carry an improved radar beacon transponder with automatic altitude
reporting capability, as well as the ability to transmit identity codes. This rule was designed to
reduce the potential for mid-air collisions.
- Mode-C Conflict Alert: In 1978, the federal government installed conflict alert capability at
selected facilities to give controllers early warning of potential mid-air collisions.
- Precision Runway Monitor: In 1989, the federal government began testing a new Precision
Runway Monitor radar that increased the frequency with which aircraft movements were
updated on air traffic controllers' screens, thereby improving their accuracy and ability to
prevent collisions. Three systems were operational by 1999, and two remaining systems are
due for completion in 2001.
- Mode-S Radar: First tested in 1991, Mode-S production systems have been implemented in
144 locations across the country. They provide the foundation for the next generation
Monopulse beacon radars, which provide aircraft position information faster than the older
radar beacon systems.
Source: U.S. Department of Transportation, Federal Aviation Administration,
Blue Print for NAS Modernization (Washington,
DC: January 1999).
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Weather: Weather is a critical aspect of aviation
safety, responsible for 65 percent of all delays and 40 percent of all
crashes. Over the last 25 years, the federal government has made breakthroughs
to achieve significant improvements in weather-related technology.
Perhaps the greatest weather-related progress has been made in reducing
the threat of windshearwhich is a sudden and dramatic shift in wind
speed and direction. Its most dangerous manifestation is in the phenomenon
of "micro-bursts." Micro-bursts occur when severe thunderstorms
induce a rapid, downward movement of air that can destabilize aircraft,
especially when they are in their final descent to an airport. The Terminal
Doppler Weather Radar program and the Low-Level Wind Shear Alert System
have been very effective in helping pilots and controllers maneuver
around trouble spots. Combined with pilot training and on-board windshear
detectors, these technologies have reduced the threat from windshear.
Some of the weather information technologies are described in box 6-11.
Automation Systems: The NAS is a very large
and complex command-and-control system. In this system, information
from the diverse sensor systems (surveillance, navigation, and weather)
are routed to air traffic control facilities by a robust communications
system. In the facilities, automation systems analyze, process, and
display this sensor data to controllers, who then work with pilots and
others to establish and maintain a smooth, safe, and efficient air transportation
flow throughout the NAS. Thus, automation systems are crucial to system
effectiveness, and they have been a major focus of investment during
the past 25 years. Automation technologies are described in box 6-12.
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Box 6-11
Weather Information Technologies
- Terminal Doppler Weather Radar: The Doppler effect permits an object's or air masses' speed
and direction to be determined. Based on studies conducted in 1983 and 1984, the Terminal
Doppler Weather Radar program was designed to produce warnings on dangerous windshear
micro-bursts at airports. First operational in 1994, Terminal Doppler Weather Radar was
deployed at 43 sites nationwide by 1999.
- Low-Level Wind Shear Alert System: First operational in 1978, and expanded to 110
airports, the Low-Level Wind Shear Alert System detects wind changes associated with wind
shear by means of multiple sensors that measure wind speed and direction at several locations
around the airport. It assists in safe landing and takeoff operations.
- Next-Generation Weather Radar: Using the Doppler effect, Next-Generation Weather Radar
can "see" inside storms and measure the velocity and direction of wind-driven precipitation.
The entire system of 158 Next-Generation Weather Radars was completed between 1994 and
1999.
Source: U.S. Department of Transportation, Federal Aviation Administration,
Blue Print for NAS Modernization (Washington,
DC: January 1999).
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Box 6-12
Automation Technologies
- ARTS IIIA Upgrades: Beginning in 1976, ARTS III radar installations were upgraded to an
ARTSIIIA configuration to provide radar tracking of aircraft not equipped with transponders.
Completed by 1985, this system enables automatic reporting of aircraft identity and altitude.
An upgraded ARTS IIIE system with greater capacity is now being installed.
- Minimum Safe Altitude Warning: First commissioned in 1976, the Minimum Safe Altitude
Warning system was an add-on computer feature that could warn controllers of unsafe
conditions by automatically monitoring aircraft altitudes and comparing them to terrain maps
stored in the computer's memory.
- ARTS II Systems: Designed for airports that did not warrant the more costly and highly
automated ARTS III, the ARTS II, installed at 120 smaller airports beginning in 1978,
enabled full tracking of transponder-equipped aircraft.
- Display System Replacement: Begun in 1996 and completed in 2000, Display System
Replacement provides new, automated workstations and color displays for controllers at all
en route centers.
- Standard Terminal Automation Replacement System (STARS): Begun in 1996 after
termination of the Advanced Automation System, STARS includes new computers,
displays, and software for air traffic control facilities. The first deliveries of
partial, new
operational systems began in 1999.
Source: U.S. Department of Transportation, Federal Aviation Administration,
Blue Print for NAS Modernization (Washington,
DC: January 1999).
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Facilities: In 1975, there were many individual ATC
facilities with large overhead costs. Consolidation of ATC services
in large metropolitan areas can generate significant safety, operational,
and economic advantages. The first Consolidated/Large TRACON Facility
was located in the New York City area, where it serves several major
airports. Consolidation also has been completed in Southern California
and is being undertaken in several metropolitan areas across the country.
The National Air Traffic Control System Command Center was established at
Washington, D.C., in 1970. Periodic upgrades, such as Aircraft Situation Display (1987), Monitor
Alert (1987), and the Enhanced Traffic Management System (1990), have permitted greater ability
to exercise real-time traffic flow management strategies in congested traffic conditions,
especially during major storms.

Using the Enhanced Traffic Management System (ETMS), air traffic
controllers are able to monitor incoming and outgoing flights.
The picture shows an ETMS screen display for four airports in
the Northeast region (JFK, Philadelphia, Pittsburgh, and Boston
Airports) with identities of various aircraft in the air space
at a particular time.
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Keys to the Future
America's aviation industry is entering the 21st century
with projected increases in business, recreation, and personal travel.
U.S. airlines project they will carry twice as many passengers within
the next 15-20 years as they do today [USDOT FAA 2000]. This increase
will not only be at large metropolitan airports, since the growth of
regional jet service also will increase traffic at smaller airports.
To manage this increased load on the NAS, the ATC system and supporting
services require coordinated, long-term technology modernization (box 6-13).
To ensure that ATC services meet increased demand and a changing environment,
the federal government joined with the aviation community to develop
a NAS modernization plan that identifies the capabilities needed by
the NAS users and service providers in order to provide more efficient
operations. This plan addresses the need for modernizing, deploying,
and inserting new technologies into the NAS and improving services and
capabilities during the first quarter of this century. The plan focuses
on several key areas, which are discussed in the following paragraphs.
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Box 6-13
Future Aviation Technologies
In his speech during the Aviation in the
21st Century: Beyond Open Skies Ministerial conference,
Chicago, Illinois, on December 6, 1999, NASA Administrator,
Daniel S. Goldin outlined many new technological developments
that will allow aviation systems to meet today's needs and address
future concerns. Among those concerns are safety, noise, air quality,
and congestion at airports and in the skies. The technologies
include:
- runway Independent Aircraft, which are "capable of takeoff and landing on whatever
ground is available independent of size and direction" and may reduce the need for
additional runways;
- Final Approach Spacing Tool (FAST) and a wake vortex sensing and prediction system that
can improve the number of safe takeoffs and landings;
- semi-buoyant airplanes capable of carrying large loads of cargo;
- development of self-diagnosing and self-repairing airplanes that could lessen the occurrence
of repair oversights;
- development of planes that are equipped with embedded sensors for full-time and
real-time situation awareness and are able to compensate for pilot stress and fatigue which can
reduce pilot error;
- model-based reasoning and neural networks that will analyze abnormalities to help
accurately diagnose problems that may occur during flight;
- development of artificial visionan integrated system of advanced sensors, digital
terrain databases, accurate geo-positioning, and digital processing that will provide a clear
three-dimensional picture of terrain, obstacles, runway, and traffic, and can help pilots avoid
a number of flight hazards; and
- full-scale annular combustors for jet engines that can improve air quality and reduce
noise, which could increase the public's acceptance of airports in their neighborhoods;
Source: Excerpts from speech by Daniel S. Goldin, Administrator, National
Aeronautics and Space Administration, Aviation in the 21st Century:
Beyond Open Skies Ministerial Conference, Chicago, Illinois, December
1999.
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Communications: Communications quality and reliability can be improved
through integrated digital communications. This modernization requires replacement of
outdated hardware, better use of the available VHF spectrum, and integration of systems into
a seamless network using digital technology. During the transition, the federal
government plans to continue to support analog communications.
For the past 20 years, demands on VHF spectrum for air traffic services have grown by
an average of four percent per year, saturating the available spectrum in many locations.
Transition to digital radios will effectively increase the capacity of each VHF frequency, by
at least a factor of two.
Controller-pilot data link communications (CPDLC) will introduce data exchange
between controllers and pilots to reduce voice-channel congestion. Data link is also expected to
reduce the opportunity for missed communications or misinterpretations of the messages.
Transition to data link communications will occur gradually as new applications are tested prior
to national deployment and as users equip with the necessary avionics. CPDLC initially
will provide two-way exchange of air traffic control messages, such as transfer of
communications and altimeter settings that are currently conveyed by voice. Voice communications
will continue to be available. Oceanic and en route use of data link will precede the use of
data link in terminal airspace. Current airport data link operations, called pre-departure
clearance, will continue to expand.
Navigation: GPS-based services can provide increased accuracy, operational safety,
and airport coverage. Over the next 10 years, the navigation system is expected to use
satellite-based services, augmented by ground monitoring stations, to provide navigation
signal coverage throughout the NAS. Reliance on ground-based navigation aids is expected
to decline as satellite navigation provides equivalent or better levels of service.
The transition to satellite-based navigation would depend on implementation of WAAS
and LAAS, as described previously in the GPS section.
Surveillance: The NAS modernization plan calls for evolution from current primary
and secondary radar systems to digital radar and automatic dependent surveillance. This
change is designed to improve and extend surveillance coverage and provide the necessary
flexibility for Free Flight. The FAA will continue to use primary and secondary surveillance radars
to detect and track aircraft in en route and terminal airspace.
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"Every airplane
in the system can know exactly where it is located and know the
location of every other airplane. Every airport will have every
runway effectively equipped with precision approach since there
will be a universal satellite system rather than individual runway
guidance systems. Every airport system could increase capacity
without additional runways."
Philip M. Condit
Chairman and Chief Executive Officer
The Boeing Company
Aviation in the 21st Century: Beyond Open Skies Ministerial
Chicago, IL
Dec. 7, 1999
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Surveillance in the future NAS will provide coverage in nonradar areas
and include aircraft-to-aircraft surveillance capabilities for greater
situational awareness and safety. An automatic dependent surveillance-addressable
system (ADS-A) will provide surveillance of intercontinental flights
in oceanic airspace. Once installed in the aircraft and on the ground,
these capabilities and accompanying procedures will increase aviation
safety and efficiencies while reducing procedural separation distances,
thereby enhancing the airport capacity.
A new avionics capability, automatic dependent
surveillance-broadcast (ADS-B), may be introduced that will provide
higher capability surveillance services compared to today's
radar-based surveillance.
Weather: NAS modernization includes improved methods
for collecting, processing, and transmitting weather
information during all phases of flight. The key to reducing
weather-related incidents is to improve pilot decisionmaking by
providing timely weather information. Service providers and users
will simultaneously receive depictions of hazardous weather
to improve their understanding of weather conditions.
Modernization of aviation weather forecasting systems
will replace present-day separate, standalone systems with
ones that are fully integrated into the NAS. The focus is on two
key capabilities:
- improved processing/displaysystems critical to
this capability are the Integrated Terminal Weather System
and Weather and Radar Processor, both of which will
be installed by 2002, and
- improved sensors/data sourcesfeaturing the Next Generation Weather Radar,
Terminal Doppler Weather Radar, and ground- and aircraft-based sensors.
Avionics: Avionics is the use of satellite-based navigation and digital communications
to improve safety and efficiency. It will evolve to take advantage of the benefits found in the
new communications-, navigation-, and surveillance-related technologies planned in
NAS modernization. With the new avionics, users will have access to many enhanced services
that will help them fly more safely and efficiently. The pace of modernization will be
benefits-driven and dependent on users equipping the aircraft with these new avionics.
Free Flight Phase I: Free Flight Phase I, to be introduced by 2002, uses advanced airborne
and ground based technologies and new procedures to permit the use of optimum
tactical separation between planes, enabling more planes to fly and to take more efficient, more
direct routes. An important objective of Free Flight Phase 1 is to mitigate NAS modernization
risks by deploying operational tools at a limited number of sites to evaluate performance,
training procedures, human factor requirements and solutions, and safety issues. Users and
service providers will have the opportunity to assess system performance, operational benefits
and acceptability, and safely before further deployment. With positive results, each Free
Flight Phase 1 tool will be fully developed, integrated, and deployed to suitable locations. To
date, Free Flight Phase 1 has been a complete success. Free Flight Phase 2 will build upon
the success of Phase 1 and will alleviate congestion over a wider geographic area. The Phase
2 timeline extends from October 2000 through December 2005.
Departures/Arrivals (Optimizing Aircraft
Sequencing): Arriving and departing aircraft
are sequenced in and out of the airport by air traffic controllers at the terminal radar
approach control facilities. Providing controllers with tools for sequencing and spacing aircraft
more precisely can ensure a steady flow of aircraft, particularly during peak periods. The
objective is to reduce variability in services and optimize use of airspace and available runways.
Focused on increasing airport capacity, terminal modernization will evolve through
the installation of improved automation systems to provide technology and
procedural enhancements.
With new capabilities inherent in advanced navigation and surveillance technology,
depar-ture and arrival procedures will change to reduce or eliminate speed and altitude
restrictions and to allow aircraft to use a greater portion of the airspace around airports.
A new generation of advanced aircraft, using lighter and stronger materials and
new propulsion concepts will replace today's aging commercial and general aviation air fleet.
They will take advantage of the enhanced navigation, communication, and air traffic
control system described previously.
Travelers will be able to make expanded use of small aircraft and small airports for
business and personal intercity transportation, especially in lower density areas. NASA is working
on the Small Aircraft Transportation System (SATS) initiative, which is intended to provide,
by 2022, a system that will enable doorstep-to-destination travel at four times the speed
of highways to 90 percent of the nation's suburban, rural, and remote communities. It
includes expanding the number of public-use airports that are equipped for near
all-weather operational support of SATS aircraft. SATS aircraft will encompass new avionics,
airframe, engine, and pilot training technologies. These new technologies will create new features
and capabilities that will significantly improve affordability, safety, and ease of use over
today's aircraft.
The next generation of commercial aircraft will be safer, quieter, and
environmentally compatible, as well as more efficient and customized to market niches (e.g., low fare,
business, and tourist). Super-jumbo, wide-body jets may carry 800 passengers on routes serving
the Pacific basin or major shuttle corridors, relieving air traffic congestion, yet
accommodating growing global tourism demand. Such large airliners will be cleaner, quieter, and more
fuel-efficient, but will also bring added challenges in security, baggage handling, and
traffic management around airports they operate from.
Airport complexes (Reagan National, Washington Dulles, and
Baltimore-Washington International; Newark; NY La Guardia, NY JFK International, and Islip/Mac
Arthur; Manchester, NH; Boston, MA; and Providence, RI) serving heavily developed areas
should continue to proliferate, with associated ground access problems as traffic levels rise.
Inter-airport ground shuttles, Maglev systems, short-range air links, and better integrated
intercity services may be used to lessen these pressures. These multimodal linkages, combined
with improved weather forecasting and user-oriented ticketing systems, may reduce overall
travel delays, and provide alternatives for travelers whose journeys are interrupted by adverse
flight conditions.
Environmentally friendly supersonic and hypersonic aircraft with advanced noise and
sonic boom reduction technologies will transport passengers and high value cargo more quickly.
Tiltrotors, quiet helicopters, and other vertical take-off and landing (VTOL) agile small
and light aircraft will rapidly carry and deliver intercity business travelers to the downtown to
re-lieve airports, or to suburban destinations, replacing some corporate jets. These aircraft
will incorporate "fly-by-light" technology and artificial cockpit vision (which fuses radar,
infrared imaging, and video) for all-weather, 3-D situational awareness and the safety that comes
with it.
In addition, tomorrow's aerospace transportation system must integrate the requirements
of the emerging space transportation industry. Low-cost, user-friendly commercial space
access is the key to the future of global telecommunications, safe navigation for all types
of transportation vehicles, and operations of both civil and military transportation services.
Current activities made possible by orbital platforms will become more inexpensive
and expand: massive transmissions of voice communications and data will occur in real
time, monitoring of changing weather and other conditions at the surface of the earth will
improve; positioning and navigation services will become more accessible; and fleet management
and parcel tracking will be facilitated. Commercial exploitation of space will continue
with expanding telecommunications, new remote sensing applications, and medical complexes
in orbit. There may be the first signs of a premium fare space and tourism industry. The
presence of a permanent space station or lunar base should accelerate these trends.
Manned traffic into low earth orbits should increase substantially. The X-33/Venture Star
and X-34 should lead to single-stage-to-orbit shuttles, which carry payloads directly into
space, return to earth, and then are quickly recycled for their next mission. Low-cost,
versatile launch vehicles, associated spaceports, and payload integration infrastructure will make
the continued growth possible. Currently in testing are commercial launch vehicles
with controlled re-entry characteristics to allow their re-use, and air-launched orbital
vehicles which function as air-breathing space planes. In addition to orbital missions, these
new classes of aerospace vehicles operating sub-orbitally could provide access to anywhere in
the world in less than two hours to transport premium-fare passengers and high-priority freight.
Maritime Technology
Major technological advances have occurred in the 1990s in vessel propulsion,
navigation, positioning, charting, and traffic management. Studies have been conducted to investigate
the feasibility of using fuel cells to provide shipboard electric power. Charting advances
include the use of aerial photography to accurately annotate areas, such as the national shoreline,
and the use of electronic devices and software to replace paper charts. Vessel traffic
management systems route and monitor vessel traffic efficiently and safely through ports and other areas.
Electronic navigation aids use satellites to provide real-time position information to
mariners and to improve the safety of life and property. Following a century of major
technological advances, today's challenge is to make these technologies compatible across many media
and among the various modes of transport. Significant technological efforts will continue to
be needed to reduce the introduction of aquatic nuisance species and to mitigate the effects
of cruise ship discharges of sewage and wastewater.
Navigation Aids: Navigation aids can be grouped into two categories: short- and long-range.
In the past, primary navigation was based on short-range aid, which included buoys
and lighthouses, daymarkers, foghorns, and fog signals. Focus was on improvements
in construction and maintenance of existing navigation aid technology.
Lightshipsunmanned small vessels equipped with lightswere still in operation, but were phased out in the
early 1980s. Long-range navigation systems (LORAN) relying on a grid of low-frequency
radio waves transmitted from ground-based stations located around the world provided
accuracy within one quarter mile for both civil and military air, land, and marine users until the
mid-1990s. Today, the satellite-based GPS provides reliable accuracy to within a few meters.
A variety of electronic aids, ranging from direction-indicating beacons to satellites, have
been used in radionavigation. The Radionavigation Aids Program, which manages and
operates federal maritime radio aids, provides continuous all-weather navigation capability.
Application of new technologies to navigation and marking systems can improve
overall mission performance by providing alternative, customized cues that allow users to
navigate in a wider range of environmental conditions and situations. In the long term, if such
a system could meet stringent reliability and availability standards, it could be argued that
the physical hardware infrastructure could be eliminated, and the support fleet and
personnel could then be deployed to other critical
missions, providing improved resource allocation.
Navigation Charts: A chart is a working document used by the mariner both as a
roadmap and worksheet, and is essential for safe navigation. In conjunction with
supplemental navigational aids, it is used to lay out courses and navigate ships by the shortest and
safest route. Federal law requires all ships in excess of 1,600 gross tons to have and use
current editions of Navigational Charts or Coast Pilots produced by the National Oceanic
and Atmospheric Agency's (NOAA) Office of Coast Survey. Environmental groups, academia,
and coastal zone planners also use charts and hydrographic surveys.
By the middle of the 19th century, the Office of Coast Survey was using photography to
shrink and enlarge a chart's scale and had developed a process that allowed engravers to make
an infinite number of copper printing plates from a single engraved master. The
20th century brought the development of technology to find the waters' depth in an attempt to
identify obstacles before ships encountered them.
For the 21st century, NOAA is implementing its new Electronic Navigational Charts,
which can meet demands for greater protection of life, property, and the environment, as well
as significantly improve the efficiency of maritime commerce. Using sources ranging from
the USCG's weekly Notice to Mariners to letters from companies describing cables laid
and channels dredged, NOAA cartographers have equipped each electronic chart with
embedded information about hundreds of navigational aids, obstacles, and landmarks. By the end
of 2000, NOAA expects to have 90 Electronic Navigational Charts in circulation, focu |